Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
01/01/1970 United Kingdom GOV.UK SSRO gifts and hospitality 2024 Transparency and freedom of information releases
01/01/1970 United Kingdom GOV.UK New consultation on Lower Hare Farm landfill permit near Exeter News and communications
01/01/1970 United Kingdom GOV.UK The SS Richard Montgomery: Information and survey reports Guidance and regulation
01/01/1970 United Kingdom GOV.UK Bass industry guidance 2024 Guidance and regulation
01/01/1970 European Union ESMA ESMA24-229244789-5 | Procedure on Consultative Working Groups | About ESMA Reference
01/01/1970 Global FSB Recommendations to Promote Alignment and Interoperability Across Data Frameworks Related to Cross-border Payments: Consultation report. Report proposes a set of recommendations to promote greater alignment and interoperability in data frameworks that apply to cross-border payments. Cross Border Payments
01/01/1970 Global FSB Recommendations For Regulating and Supervising Bank and Non-bank Payment Service Providers Offering Cross-border Payment Services: Consultation Report. Consultation report sets out proposed policy recommendations to strengthen consistency in the regulation and supervision of banks and non-banks in their provision of cross-border payment services. Cross Border Payments
01/01/1970 Global FSB FSB consults on recommendations related to data flows and regulation and supervision in cross-border payments. Two reports for public consultation focus on removing frictions arising from data issues and inconsistent regulation in cross-border payments. Cross Border Payments
01/01/1970 UAE Dubai FSA Notice of Amendments to Legislation: July 2024 News
01/01/1970 United Kingdom Ofgem Approval of the Access Rules and Charging Methodology for the GreenLink interconnector Decision
01/01/1970 European Union European Commission Opinion | C(2024)5009 | COMMISSION OPINION pursuant to Article 3a of Regulation (EC) No 715/2009 – Sweden – Certification of Swedegas as gas storage system operator for UGS Skallen Directorate-General for Energy
01/01/1970 European Union European Commission View Update Directorate-General for Taxation and Customs Union
01/01/1970 European Union European Commission View Update Directorate-General for Taxation and Customs Union
01/01/1970 European Union European Commission View Update Directorate-General for Taxation and Customs Union
01/01/1970 European Union European Commission View Update Directorate-General for Environment
01/01/1970 United States Fedral Register Agency Information Collection Activities: Information Collection Renewal; Comment Request; Community Reinvestment Act Regulation. The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the… Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Decommission the DTCC Limit Monitoring Risk Management Tool Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange’s Rules Relating to Position and Exercise Limits Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 9 Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 Notice
01/01/1970 European Union EBA Consultation paper on draft amending ITS on joint decision process for internal model authorisation
(EBA/CP/2024/16)| Consultation closing: 16 October 2024
Consultation
01/01/1970 European Union EBA The EBA consults on amending its technical standards on the joint decision process for internal model authorisation Press Release
01/01/1970 European Union European Commission View Update Secretariat-General
01/01/1970 European Union European Commission View Update Secretariat-General
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Argentina Boletinoficial View Update Legislation and Official Notices
01/01/1970 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union C/2024/4544|Notice for the attention of the data subjects to whom the restrictive measures provided for in Council Decision (CFSP) 2020/1999 and Council Regulation (EU) 2020/1998 concerning restrictive measures against serious human rights violations and abuses apply Information and Notices
01/01/1970 European Union European Union C/2024/4542|Notice for the attention of the persons, entities and bodies subject to the restrictive measures provided for in Council Decision (CFSP) 2020/1999, as amended by Council Decision (CFSP) 2024/1967 and in Council Regulation (EU) 2020/1998, as implemented by Council Implementing Regulation (EU) 2024/1960 concerning restrictive measures against serious human rights violations and abuses Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union 2024/90419|Corrigendum to Council Regulation (EU) 2024/1856 of 28 June 2024 amending Regulation (EU) 2024/257 fixing for 2024, 2025 and 2026 the fishing opportunities for certain fish stocks, applicable in Union waters and, for Union fishing vessels, in certain non-Union waters, and Regulation (EU) 2023/194 fixing for 2023 such fishing opportunities (OJ L, 2024/1856, 1.7.2024) Legislation
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union 2024/1965|Council Regulation (EU) 2024/1965 of 15 July 2024 amending Regulation (EU) 2018/1542 concerning restrictive measures against the proliferation and use of chemical weapons Legislation
01/01/1970 Germany BaFin View Update All News
01/01/1970 United States ABA Banking associations seek more time on FDIC signage rule compliance NewsByte
01/01/1970 United Kingdom Ofcom Consultation: Proposal to apply Code powers to Skyline Networks and Consultancy Limited Consultations and statements
01/01/1970 Croatia HANFA Hanfa Council: CSRD transposed into Croatian legislation : Original Title [Hanfa Council: CSRD transposed into Croatian legislation] News
01/01/1970 European Union European Commission Decision | C(2024)5153 | Case M.11610- APOLLO / PANASONIC AUTOMOTIVE SYSTEMS – Commission decision pursuant to Article 6(1)(b) of Council Regulation (EC) No 139/2004 and Article 57 of the Agreement on the European Economic Area Directorate-General for Competition
01/01/1970 European Union European Commission Decision | C(2024)5157 | Commission decision pursuant to Council Regulation (EC) No 139/2004 Directorate-General for Competition
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00 Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Fee Schedule Concerning Transaction Pricing Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Liquidity Risk Modelling Framework Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Dedicated Cores Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Rule 14.10(f) Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3103 Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Company Listing Fees Under Exchange Rule 14.13 Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To Permit the Listing of Two Monday Expirations for Options on United States Oil Fund, LP, United States Natural Gas Fund, LP, SPDR Gold Shares, iShares Silver Trust, and iShares 20+ Year Treasury Bond ETF Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an OTTO Protocol Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Section 102.06 of the NYSE Listed Company Manual To Provide That a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months From Its Original Listing Date if It Has Entered Into a Definitive Agreement With Respect to a Business Combination Within Three Years of Listing Notice
01/01/1970 European Union European Commission View Update Competition
01/01/1970 United States NYSE American View Update Initial Filing
01/01/1970 India IRDAI ???? ???? (???? ???? ) ?? ????? ??? ????? ???? / Final Order in the matter of Aegon Life ( now known as Bandhan Life) Press Release
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Rule 14.10(f) Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3103 Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Company Listing Fees Under Exchange Rule 14.13 Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To Permit the Listing of Two Monday Expirations for Options on United States Oil Fund, LP, United States Natural Gas Fund, LP, SPDR Gold Shares, iShares Silver Trust, and iShares 20+ Year Treasury Bond ETF Notice

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