Automated Compliance Solutions

FinregE specialises in providing standard and bespoke regulatory compliance modules to help deliver automation, speed and efficiencies in managing common regulatory compliance processes.

We use the most cutting edge research and techniques in machine learning and natural language processes in legal and regulatory domain to:

Track regulatory content developments and their evolution in real time

Organise and categories regulatory publications, rulebooks and laws by key themes and topics

Extract regulatory actions and obligation summaries for easy interpretations

Map regulatory developments to internal compliance controls

Our regulatory information is coupled with powerful workflows that allow you to process the information, set tasks, commentary and status required to track and demonstrate compliance with rules.

Our hands-on experience in working with financial regulation and compliance ensures FinregE targets the problems around regulatory compliance in a software solution with the optimal user experience.

Financial Regulation Management Finreg-E London Automated Compliance Management

Automated Compliance Solutions

FinregE specialises in providing standard and bespoke regulatory compliance modules to help deliver automation, speed and efficiencies in managing common regulatory compliance processes.

We use the most cutting edge research and techniques in machine learning and natural language processes in legal and regulatory domain to:

Track regulatory content developments and their evolution in real time

Organise and categories regulatory publications, rulebooks and laws by key themes and topics

Extract regulatory actions and obligation summaries for easy interpretations

Map regulatory developments to internal compliance controls

Our regulatory information is coupled with powerful workflows that allow you to process the information, set tasks, commentary and status required to track and demonstrate compliance with rules.

Our hands-on experience in working with financial regulation and compliance ensures FinregE targets the problems around regulatory compliance in a software solution with the optimal user experience.

Financial Regulation Management Finreg-E London Automated Compliance Management

Standard compliance solutions suite

Regulatory Change Viewer© for continuous regulatory developments monitoring

 

Global Library© for managing applicable global rulebooks, laws and legislation

 

Centralised dashboards, reports and auditing for a comprehensive overview of compliance and change management landscape

 

Impact Assessment and Self-Assessment Compliance Workflows for managing compliance actions

 

Rule mappings for managing compliance and gaps in internal policies, risks, controls, and governance practices against regulations

 

Leverage machine learning for intelligent interpretations and actions summaries

 

How we work

 

FinregE compliance solutions are modular and can be implemented and integrated in stages through your regulatory change and compliance management transformation journey.

FinregE works with each client to deliver the solution based on current regulatory and compliance priorities. We recognise that every client has different strengths, priorities, budgets and preferences. We work with every client to not only deliver the solution that meets the current pain points and needs, but also craft each chosen solution to preferences based on existing regulatory and compliance processes and requirements.

Ultimately, FinregE delivers a solution that converts current regulatory compliance approach into a more automated and efficient one.

INTIAL MEETING AND DEMO

Learn about pain points, requirements and priorities and demo FInregE solutions against them

FINREGE PROPOSAL

Provide a written proposal on requirements, deliverables, project and integration plan and pricing

PROJECT MANAGEMENT

Set-up of FinregE client environment including data and modules. Bespoking of workflows, dashboards and available functions

IMPLEMENTATION, TRAINING & INTEGRATION

FinregE application launch, training and integration into current processes and requirements

CONTINUING SUPPORT & ADVICE

Dedicated account management, updates and training on new feature releases and requirements/priorities check-ins

How we work

 

FinregE compliance solutions are modular and can be implemented and integrated in stages through your regulatory change and compliance management transformation journey.

FinregE works with each client to deliver the solution based on current regulatory and compliance priorities. We recognise that every client has different strengths, priorities, budgets and preferences. We work with every client to not only deliver the solution that meets the current pain points and needs, but also craft each chosen solution to preferences based on existing regulatory and compliance processes and requirements.

Ultimately, FinregE delivers a solution that converts current regulatory compliance approach into a more automated and efficient one.

INTIAL MEETING AND DEMO

Learn about pain points, requirements and priorities and demo FInregE solutions against them

FINREGE PROPOSAL

Provide a written proposal on requirements, deliverables, project and integration plan and pricing

PROJECT MANAGEMENT

Set-up of FinregE client environment including data and modules. Bespoking of workflows, dashboards and available functions

IMPLEMENTATION, TRAINING & INTEGRATION

FinregE application launch, training and integration into current processes and requirements

CONTINUING SUPPORT & ADVICE

Dedicated account management, updates and training on new feature releases and requirements/priorities check-ins

Bespoke compliance solutions

FinregE can also built bespoke and tailored compliance solutions based on precise regulatory and compliance needs. We already work with new and existing clients to customise our existing solutions to specific regulatory process requirements across jurisdictions or to integrate existing ways of working around legacy systems. Recent examples of bespoke solutions include compliance monitoring workflows, risks registers, policy management library, vendor management inventory, conflicts registers and operational risks and loss register.