Compliance Workflows

Finreg-E offers intuitive, best practice and fully auditable compliance workflows and task management capabilities on regulatory content provided by Finreg-E.

Our workflows streamline and speed up actions required across the full life-cycle of regulatory rules implementation.

Our workflows processes include:

  • Assign, map and track regulatory developments and tasks to business owners, business unit or company organogram to clarify accountability
  • Change impact assessments to rank regulatory remediation and change tasks on common criteria in to determine priority of tasks and actions.
  • Compliance self-assessments to assess and evidence compliance status against an individual rule or rule paragraph.

Finreg-E can provide standard and bespoke workflow management modules based around an organisations needs.

Our aim is to help organisations streamline and speed up internal processes by reducing manual entry and request handling, and ultimately increasing output and productivity.


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Our Compliance Solutions

Real Time Rule Monitoring

Regulatory content delivered in local and translated languages

Digital Rulebooks

Machine-readable global rulebook libraries

Regulatory Obligations

Extraction of regulatory actions and requirements across rules

Rule Mappings

Automated mapping of rule requirements to compliance policies and controls

Compliance Workflows

Workflows to action and record the full life-cycle of regulatory compliance implementation

Compliance Dashboarding

Compliance reporting and dashboarding to view the full regulatory landscape

How can we help you?

We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of technology to solve their compliance problems.

Read our privacy policy here: finreg-E Privacy Policy.

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