Compliance Workflows

Finreg-E offers intuitive, best practice and fully auditable compliance workflows and task management capabilities on regulatory content provided by Finreg-E.

Our workflows streamline and speed up actions required across the full life-cycle of regulatory rules implementation.

Our workflows processes include:

  • Assign, map and track regulatory developments and tasks to business owners, business unit or company organogram to clarify accountability
  • Change impact assessments to rank regulatory remediation and change tasks on common criteria in to determine priority of tasks and actions.
  • Compliance self-assessments to assess and evidence compliance status against an individual rule or rule paragraph.

Finreg-E can provide standard and bespoke workflow management modules based around an organisations needs.

Our aim is to help organisations streamline and speed up internal processes by reducing manual entry and request handling, and ultimately increasing output and productivity.


Finreg-E Weekly Regulatory News Alerts

Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.

Real Time Rule Monitoring

Monitor compliance in real-time: both your status and processes

Digital Rulebooks

Access machine-readable libraries of financial global rulebooks

Regulatory Obligations

Extract insights on regulatory actions and requirements across rules

Rule Mappings

Map rule requirements automatically across your compliance policies

impact assessment and self-assessments against regulatory requirements Finreg-E London

Compliance Workflows

Use workflows to action and record the life cycle of regulatory compliance

Compliance Dashboarding

Conduct compliance reporting with dashboards to view your landscape

How can we help you?

We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of technology to solve their compliance problems.

Read our privacy policy here: finreg-E Privacy Policy.

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