Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 6 and 10 Notice
01/01/1970 United States Fedral Register Imposition of Import Restrictions on Archaeological and Ethnological Material of Tunisia. This document amends the U.S. Customs and Border Protection (CBP) regulations to reflect the imposition of import restrictions on certain archaeological and ethnological material from the Republic of Tunisia (Tunisia). These restrictions are imposed… Rule
01/01/1970 China TC260 Notice on National Standard “Network Security Technology Basic Requirements for Security of Generative Artificial Intelligence Services” Exposure Draft for Comments : Original Title [????????????? ????????????????????????????] Consultations
01/01/1970 China TC260 Notice on National Standard “Network Security Technology Basic Requirements for Security of Generative Artificial Intelligence Services” Exposure Draft for Comments : Original Title [????????????? ????????????????????????????] Consultations
01/01/1970 Germany AA View Update Press releases
01/01/1970 South Africa SANEWS DWS calls on law enforcement to find culprits linked to Machitje’s death News
01/01/1970 China GOV.CN Full text: Explanation of resolution of CPC Central Committee on further deepening reform comprehensively to advance Chinese modernization International Exchanges
01/01/1970 China GOV.CN Booklet of key CPC reform resolution published International Exchanges
01/01/1970 South Africa SANEWS President Ramaphosa signs Pension Funds Amendment Bill into law News
01/01/1970 China SAMR Xi Jinping condoles the death of Nguyen Phu Trong, general secretary of the Communist Party of Vietnam (CPV) Central Committee : Original Title [?????????????????] Political News
01/01/1970 European Union European Commission View Update Secretariat-General
01/01/1970 United Kingdom ARMA Company Law Basics For Management Companies News
01/01/1970 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
01/01/1970 Guernsey Legal Resources ORC4 – Matrimonial Causes (Costs and Fees) Rules, 2024 Latest laws
01/01/1970 Guernsey Legal Resources ORC3 – The Matrimonial Causes Rules, 2024 Latest laws
01/01/1970 China GOV.CN Xi chairs symposium to solicit opinions of non-CPC personages on key reform resolution International Exchanges
01/01/1970 China CAC.GOV.CN Xi Jinping condoles the death of Nguyen Phu Trong, general secretary of the Communist Party of Vietnam (CPV) Central Committee : Original Title [?????????????????] News
01/01/1970 China MPS Xi Jinping condoles the death of Nguyen Phu Trong, general secretary of the Communist Party of Vietnam (CPV) Central Committee : Original Title [?????????????????] Political News
01/01/1970 China MPS Xi Jinping condoles the death of Nguyen Phu Trong, general secretary of the Communist Party of Vietnam (CPV) Central Committee : Original Title [?????????????????] Political News
01/01/1970 Guernsey Legal Resources ORC4 – Matrimonial Causes (Costs and Fees) Rules, 2024 Latest laws
01/01/1970 Guernsey Legal Resources ORC3 – The Matrimonial Causes Rules, 2024 Latest laws
01/01/1970 United Kingdom ARMA Company Law Basics For Management Companies News
01/01/1970 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
01/01/1970 United States ABA Treasury: State bank laws may interfere with federal AML, sanctions requirements NewsByte
01/01/1970 United States ABA IRS finalizes rule on proposed required minimum distributions NewsByte
01/01/1970 United States ABA Banking agencies propose rule to align AML/CFT requirements NewsByte
01/01/1970 European Union European Union View Update EMIR
01/01/1970 European Union European Union View Update EMIR
01/01/1970 European Union European Union View Update CRDIV
01/01/1970 European Union European Union View Update CRDIV
01/01/1970 United States SEC 4-831 | Proposal for Enhancing Market Orderliness through SEC Rule 201 Extension Submitted By: Jake P. Noch – Founder / Managing Director – Jake P. Noch Family Office, LLC Petitions for Rulemaking Submitted to the SEC
01/01/1970 United Kingdom Ofcom View Update Consultations and statements
01/01/1970 Isle of Man GOV.IM Immigration (Fees) (No.2) Regulations 2020 [8] Legislation Recent Changes
01/01/1970 Isle of Man GOV.IM Immigration (Fees) (No.2) Regulations 2020 [8] Legislation Recent Changes
01/01/1970 Isle of Man GOV.IM Merchant Shipping (Weighing of Goods Vehicles and Other Cargo) Regulations 2001 [2] Legislation Recent Changes
01/01/1970 Isle of Man GOV.IM Merchant Shipping (Weighing of Goods Vehicles and Other Cargo) Regulations 2001 [2] Legislation Recent Changes
01/01/1970 Isle of Man GOV.IM Sanctions (Implementation of UK Sanctions) Regulations 2024 [2] Legislation Recent Changes
01/01/1970 Isle of Man GOV.IM Sanctions (Implementation of UK Sanctions) Regulations 2024 [2] Legislation Recent Changes
01/01/1970 Isle of Man GOV.IM Sanctions (Implementation of UK Sanctions) Regulations 2024 [1] Legislation Recent Changes
01/01/1970 Isle of Man GOV.IM Sanctions (Implementation of UK Sanctions) Regulations 2024 [1] Legislation Recent Changes
01/01/1970 European Union European Commission View Update Directorate-General for Competition
01/01/1970 European Union European Commission Decision | C(2024)5289 | Case M.11513 – MSC / ESSERS / MACHIELS / PORT OF LIMBURG – Commission decision pursuant to Article 6(1)(b) of Council Regulation (EC) No 139/2004 and Article 57 of the Agreement on the European Economic Area Directorate-General for Competition
01/01/1970 European Union European Commission View Update Directorate-General for Competition
01/01/1970 China MPS The Party Committee of the Ministry of Public Security and the Theoretical Learning Centre Group Study Meeting and the organs directly under the Ministry of Public Security to convey and study the third session of the twentieth CPC… : Original Title [???????????????????????????????????…] Public Security
01/01/1970 United Kingdom ICO View Update Decision Notices
01/01/1970 United Kingdom ICO View Update Decision Notices
01/01/1970 United Kingdom ICO View Update Decision Notices
01/01/1970 United Kingdom ICO View Update Decision Notices
01/01/1970 United Kingdom ICO View Update Decision Notices
01/01/1970 United States Securities and Exchange Commission Required Minimum Distributions. This document sets forth final regulations relating to required minimum distributions from qualified plans; section 403(b) annuity contracts, custodial accounts, and retirement income accounts; individual retirement accounts and annuities; and certain… Rule
01/01/1970 United States Securities and Exchange Commission Required Minimum Distributions+. This document sets forth proposed regulations that would provide guidance relating to required minimum distributions from qualified plans; section 403(b) annuity contracts, custodial accounts, and retirement income accounts; individual retirement… Proposed Rule
01/01/1970 United States Securities and Exchange Commission Definition of Military Installation and the List of Military Installations in Regulations Pertaining to Certain Transactions by Foreign Persons Involving Real Estate in the United States. This proposed rule would amend the regulations that implement the provisions relating to real estate transactions in section 721 of the Defense Production Act of 1950, as amended. Specifically, the proposed rule would amend the regulations by adding,… Proposed Rule
01/01/1970 United States Securities and Exchange Commission Proposed Collection; Comment Request; Extension: Rule 17Ad-15 Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Modification of Its Margin Methodology, System for Theoretical Analysis and Numerical (STANS), To Conform Its Margin Model to the Contract Specifications for a New Exchange Product Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Procedures Related to the Suspension and Delisting of Acquisition Companies Notice
01/01/1970 United States Securities and Exchange Commission Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq PHLX LLC Notice
01/01/1970 United States Securities and Exchange Commission Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., The Nasdaq Stock Market LLC, and Nasdaq BX, Inc. Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule at Equity 7, Section 118(a) Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Guide to the DTC Fee Schedule Notice
01/01/1970 United Kingdom ICO View Update Decision Notices
01/01/1970 United Kingdom ASA Statement on new Ofcom rules on inflation-linked price increases CAP News
01/01/1970 United Kingdom NRLA NRLA reaches awards finals Industry news
01/01/1970 Germany AA View Update Press releases
01/01/1970 China MPS CPC Central Committee convenes forum for people from outside the Party, Xi Jinping presides and delivers an important speech. : Original Title [????????????? ????????????] Political News
01/01/1970 Indonesia KOMINFO Kembangkan PSN dan KEK, Pemerintah Akselerasi Kebijakan Satu Peta Government News
01/01/1970 China MPS Li Qiang presided over a meeting of the State Council Party Group to study and implement the spirit of the Third Plenary Session of the 20th CPC Central Committee. : Original Title [????????????? ???????????????] Political News
01/01/1970 United Kingdom Ofcom View Update Consultations and statements
01/01/1970 United States California | Attorney General Attorney General Bonta: Oklahoma Legislation Barring Transgender Students from School Facilities Consistent with Their Gender Identity is Discriminatory and Unlawful Press Releases
01/01/1970 United States Minnesota | Commerce Department View Update News
01/01/1970 European Union EBA 2023_6950 | Request for Clarification on Article 28(3) of Regulation (EU) 2022/2554 ICT risk management
01/01/1970 United States Federal Reserve Board of Governors Agencies request comment on anti-money laundering/countering the financing of terrorism proposed rule Press releases
01/01/1970 Canada Fintrac-Canafe News release: Toronto Police Service Participates in Global Law Enforcement Operation Targeting West African Financial Crime News
01/01/1970 Ireland GOV.IE View Update Consultations
01/01/1970 Ireland GOV.IE Minister Burke announces public consultation on Traineeships Directive Publications
01/01/1970 United Kingdom GOV.UK UK endorses new guidelines for countering antisemitism News and communications
01/01/1970 United States FinCEN Interagency Statement on the Issuance of the AML/CFT Program Notices of Proposed Rulemaking Newsroom
01/01/1970 Nigeria CBN Guidelines on the Management of Dormant Accounts, Unclaimed Balances and Other Financial Assets in Banks and Other Financial Institutions in Nigeria News
01/01/1970 United Kingdom GOV.UK BDUK raising a concern (Whistleblowing) Policy and Procedure Guidance and regulation
01/01/1970 Italy BancadItalia Publication of new ‘Discussion Topics’, ‘Economic and Financial Issues’ and Economic Research Newsletter – 19 July 2024 : Original Title [Pubblicazione nuovi “Temi di discussione”, “Questioni di economia e finanza” e Newsletter della ricerca economica – 19 luglio 2024] Media

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