Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
01/01/1970 European Union EIOPA Second batch of policy products under DORA | General publications
01/01/1970 United Kingdom GOV.UK Green Heat Network Fund (GHNF): guidance on how to apply Guidance and regulation
01/01/1970 United Kingdom GOV | DESNZ Green Heat Network Fund (GHNF): guidance on how to apply Guidance and regulation
01/01/1970 European Union ESMA Digital Finance and Innovation, Joint Committee | ESAs published second batch of policy products under DORA News
01/01/1970 European Union ESMA JC 2024 54 | Final Report on draft RTS on the harmonisation of conditions enabling the conduct of the oversight activities | Digital Finance and Innovation, Joint Committee Final Report
01/01/1970 European Union ESMA JC 2024 29 | Final Report on draft RTS specifying elements related to threat led penetration tests | Digital Finance and Innovation, Joint Committee Final Report
01/01/1970 European Union ESMA JC 2024 33 | Final report on the draft RTS and ITS on incident reporting | Digital Finance and Innovation, Joint Committee Final Report
01/01/1970 European Union ESMA JC 2024 34 | Final Report on Joint Guidelines on the estimation of aggregated annual costs and losses caused by major ICT-related incidents | Digital Finance and Innovation, Joint Committee Final Report
01/01/1970 European Union ESMA JC 2024-35 | Final Report on draft RTS on harmonisation of conditions enabling the conduct of the oversight activities | Digital Finance and Innovation, Joint Committee Final Report
01/01/1970 European Union ESMA JC 2024 36 | Final Report on Joint Guidelines on the oversight cooperation and information exchange between the ESAs and the competent authorities | Digital Finance and Innovation, Joint Committee Final Report
01/01/1970 Global BIS Basel Committee publishes final disclosure framework for banks’ cryptoasset exposures and targeted amendments to its cryptoasset standard BSBS Press Release
01/01/1970 Global Cloud Security Alliance New Cloud Security Guidance from CSA Articles
01/01/1970 United Kingdom | Scotland Gov.Scot Proposals for the Regulation of Tobacco and Vaping: FOI release FOI/EIR release | Health and social care
01/01/1970 Ireland GOV.IE View Update Consultations
01/01/1970 Ireland GOV.IE Public Consultation Notice on DSA for the sharing of the Unique Business Identifier Number Data between DPENDR and Revenue Publications
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Introduce New Transaction Fee Tiers Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange’s Pricing Schedule at Options 7, Section 2(1) Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Transition to a New Trading Platform and Amend Its Trading Rules Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Customer Orders Routed to Another Options Exchange Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Customer Orders Routed to Another Options Exchange Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Customer Orders Routed to Another Options Exchange Notice
01/01/1970 United States Fedral Register View Update Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Paperless Replacements and Producer Authorization Service Offerings to I&RS and Make Certain Clarification Changes in the Rules Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-47, on Time of Trade Disclosure, To Codify and Retire Certain Existing Interpretive Guidance and Add New Time of Trade Disclosure Scenarios Notice
01/01/1970 Jersey Jersey Legal Information Board Taxation (Common Reporting Standard and United States of America) (Jersey) Amendment Regulations 2024 Latest laws
01/01/1970 Luxembourg Legilux | Official Gazatte View Update Consolidations | Loi
01/01/1970 European Union EBA ESAs published second batch of policy products under DORA Press Release
01/01/1970 United Kingdom FCA PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules Webpage – Policy statements
01/01/1970 United Kingdom FCA PS24/7: Implementing the Overseas Funds Regime (OFR) Policy statements
01/01/1970 United Kingdom FCA PS24/7: Implementing the Overseas Funds Regime [pdf] Policy statements
01/01/1970 United Kingdom GOV.UK Contributions to the 12-month rate of CPI(H) by import intensity: June 2024 Research and statistics
01/01/1970 United Kingdom GOV.UK Consumer regulation review 2023 to 2024 Research and statistics
01/01/1970 United Kingdom GOV.UK RSH publishes key findings from its 2023-24 consumer regulation work News and communications
01/01/1970 United Kingdom GOV.UK View Update News and communications
01/01/1970 United Kingdom GOV.UK | Regulator of Social Housing RSH publishes key findings from its 2023-24 consumer regulation work Latest documents
01/01/1970 United Kingdom GOV.UK | Regulator of Social Housing Consumer regulation review 2023 to 2024 Latest documents
01/01/1970 United Kingdom GOV.UK | Regulator of Social Housing Consumer regulation review Latest documents
01/01/1970 United Kingdom GOV.UK | DBT Professions regulated by law in the UK and their regulators Guidance and regulation
01/01/1970 United Kingdom GOV.UK Applications, renewals and services: SMS guide 3 Guidance and regulation
01/01/1970 United Kingdom GOV.UK Professions regulated by law in the UK and their regulators Guidance and regulation
01/01/1970 United Kingdom GOV.UK Duty solicitors: rotas, information and guidance Guidance and regulation
01/01/1970 China SAMR The Party School of the General Administration of Market Regulation held a graduation ceremony for the spring semester of 2024 : Original Title [??????????2024?????????] General Administration
01/01/1970 United Kingdom FRC FRC welcomes government legislation to modernise regulatory toolkit News
01/01/1970 Hong Kong HKMA Consultation conclusions for legislative proposal to implement regulatory regime for stablecoin issuers in Hong Kong released Press Releases
01/01/1970 United Kingdom Scotland House Authority Proposals for the Regulation of Tobacco and Vaping: FOI release FOI/EIR release
01/01/1970 European Union EDPB EDPB adopts statement on DPAs role in AI Act framework, EU-U.S. Data Privacy Framework FAQ and new European Data Protection Seal EDPB | EDPB News
01/01/1970 Switzerland FINMA FINMA publishes guidance on the obligations of insurance companies with regard to their insurance distribution News
01/01/1970 Romania Competition Authority View Update Press Release
01/01/1970 European Union European Commission View Update Secretariat-General
01/01/1970 European Union European Commission Opinion | C(2024)4946 | COMMISSION OPINION under Regulation (EU) 2017/1938, concerning measures to safeguard the security of gas supply and repealing Regulation No 994/2010, on the Preventive Action Plan and Emergency Plan submitted by the Competent Authority of Austria to the European Commission Directorate-General for Energy
01/01/1970 European Union European Commission Opinion | C(2024)5016 | COMMISSION OPINION pursuant to Article 3a of Regulation (EC) No 715/2009 – Denmark – Certification of Gas Storage Denmarks AS as gas storage system operator for UGS Stenlille and UGS Lille Torup Directorate-General for Energy
01/01/1970 European Union European Commission View Update Directorate-General for Trade
01/01/1970 European Union European Commission View Update Statistics
01/01/1970 Hong Kong ICAC 2024-7-17

Former insurance employees charged by ICAC for $4.25m fraud and $2.3m money laundering involving dummy agents and false policy applications
The ICAC today (July 17) charged five former employees of an insurance company in two separate cases for their alleged involvement in a dummy agent scam as well as providing false information in insurance policy applications respectively to defraud the company of a total of $4.25 million in commissions and other payments. Three of the dummy insurance agents were also charged for allegedly handling over $2.3 million in crime proceeds.

Press Releases
01/01/1970 Italy AGCM PS12793-PS12805 – Italian Competition Authority: investigation launched against Armani and Dior group companies for alleged unfair commercial practices Press Release
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Italy AGCM View Update Press Release
01/01/1970 Argentina Boletinoficial View Update Legislation and Official Notices
01/01/1970 Argentina Boletinoficial View Update Legislation and Official Notices
01/01/1970 Singapore MAS Guidelines on the Regulation of Markets Regulations and Guidance
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices

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