Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
01/01/1970 Philippines NPC NPC issues guidelines for personal data processing in legal proceedings Press Release
01/01/1970 Panama Prevenciondelavado View Update Opinion and News
01/01/1970 Argentina Boletinoficial View Update Legislation and Official Notices
01/01/1970 Argentina Boletinoficial View Update Legislation and Official Notices
01/01/1970 Malta MFSA The EU Commission Publishes Frequently Asked Questions (FAQs) on the Implementation of the EU Corporate Sustainability Reporting Rules Continuing Obligation
01/01/1970 United States Securities and Exchange Commission Publication of Russian Harmful Foreign Activities Sanctions Regulations Web General Licenses 6D, 8J, 25D, 98, 99, and 100. The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing six general licenses (GLs) issued pursuant to the Russian Harmful Foreign Activities Sanctions Regulations: GLs 6D, 8J, 25D, 98, 99, and 100, each of which were… Rule
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List P.M.-Settled Broad-Based Index Options With Expirations on the Third Friday-of-the-Month Notice
01/01/1970 United States Fedral Register View Update Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 971.2NYP To Clarify the Definition of CUBE BBO Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; MIAX International Securities Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Permit the Exchange To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Permit the Exchange To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Permit the Exchange To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Permit Cboe To List and Trade Options on ETPs That Hold Bitcoin Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Back-Testing Framework Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Notice
01/01/1970 United States Fedral Register Proposed Collection; Comment Request; Extension: Rule 23c-1 Notice
01/01/1970 United States Fedral Register Proposed Collection; Comment Request; Extension: Rule 15Ga-2 and Form ABS-15G Notice
01/01/1970 United States Fedral Register Submission for OMB Review; Comment Request; Extension: Rule 17g-7 Notice
01/01/1970 United States Fedral Register Submission for OMB Review; Comment Request; Extension: Rule 17g-5 Notice
01/01/1970 Switzerland SECO View Update
01/01/1970 United Kingdom FCA Final Notice 2024: Martin Christopher Sarl [pdf] Final notices
01/01/1970 United Kingdom FCA Final Notice 2024: Forex TB Limited [pdf] Final notices
01/01/1970 United Kingdom GOV.UK Contributions to the 12-month rate of CPI(H) by import intensity: July 2024 Research and statistics
01/01/1970 United Kingdom GOV.UK | HMRC How HMRC consults with Large Businesses Latest documents
01/01/1970 United Kingdom GOV.UK Plant health legislation for forestry Guidance and regulation
01/01/1970 Global BIS Phil Mnisi: Annual Monetary Policy Statement Address Central Bankers Speeches
01/01/1970 Global BIS Caroline Abel: Beneficial ownership guidance and training workshop for banks and other financial institutions Central Bankers Speeches
01/01/1970 Japan JFSA Additional information on the Basel Committee on Banking Supervision’s consultative document ‘Principles for sound third party risk management’.

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News
01/01/1970 European Union European Commission View Update Directorate-General for Trade
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union 2024/2142|Rules of Procedure of the Committee of the Regions Legislation
01/01/1970 China GOV.CN Chinese FM to visit Myanmar, travel to Thailand to co-chair 9th LMC Foreign Ministers’ Meeting, attend Informal Discussion between Foreign Ministers of China, Laos, Myanmar, Thailand International Exchanges
01/01/1970 United Kingdom Ofgem Decision on proposed modifications to BBL Company’s Access Rules and charging methodology – 2024 Decision
01/01/1970 Indonesia KOMINFO Menkominfo Serukan Lawan Judi Online dengan Semangat Kemerdekaan Press Releases
01/01/1970 United Kingdom Scotland House Authority Council Tax base: form and guidance 2024 Form
01/01/1970 United Kingdom Scotland House Authority Honey bee health: guidance Advice and guidance
01/01/1970 United Kingdom ARMA Company Law Basics For Management Companies News
01/01/1970 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
01/01/1970 Italy BancadItalia ECB harmonises rules for Eurosystem collateral management [pdf, 101.1 KB] : Original Title [ECB harmonises rules for Eurosystem collateral management [pdf, 101.1 KB]] Media
01/01/1970 New Zealand RBNZ Post MPS media interview schedule for MPC members | Finance & Expenditure Committee hearing, Post-MPS engagement, webpage, Monetary policy Events
01/01/1970 New Zealand RBNZ Monetary Policy Statement and OCR | Announcements, Media conference, webpage, Monetary policy Events
01/01/1970 New Zealand RBNZ Monetary Policy Statement and OCR | Announcements, Media conference, webpage, Monetary policy Events
01/01/1970 United States DEFENSE United States and Chile Hold the 22nd Meeting of the Defense Consultative Committee to Discuss Key Defense Priorities Release
01/01/1970 China MPS Regulations on Military Pensions and Benefits (full text) : Original Title [????????????] Political News
01/01/1970 China MPS The State Council and the Central Military Commission announce the implementation of the newly revised Regulations on Military Pensions and Preferential Treatments : Original Title [??????????????????????????] Political News
01/01/1970 New Zealand RBNZ Monetary Policy Statement August 2024 | Monetary Policy Statement, webpage, Monetary policy, Official Cash Rate Publications library
01/01/1970 New Zealand RBNZ OCR 5.25% – Monetary restraint tempered as inflation converges on target | Monetary policy, Official Cash Rate News
01/01/1970 United Kingdom CPS A man whose vile abuse of a bus driver was widely shared on social media has been jailed | Hate crime, Violent crime , CPS, London North News News
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, the Grayscale Ethereum Mini Trust, and Any Trust That Holds Ether Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading Notice
01/01/1970 United States Securities and Exchange Commission Agency Information Collection Activities; Proposed Renewal; Comment Request; Renewal Without Change of Anti-Money Laundering Program Requirements for Casinos. As part of its continuing effort to reduce paperwork and respondent burden, FinCEN invites comments on the proposed renewal, without change, of existing information collection requirements found in Bank Secrecy Act regulations that require casinos to… Notice
01/01/1970 United States Securities and Exchange Commission Agency Information Collection Activities; Proposed Renewal; Comment Request; Renewal Without Change of Regulations Requiring Records To Be Made and Retained by Financial Institutions, Banks, and Providers and Sellers of Prepaid Access. As part of its continuing effort to reduce paperwork and respondent burden, FinCEN invites comments on the proposed renewal, without change, of existing information collection requirements found in Bank Secrecy Act regulations that require certain… Notice
01/01/1970 United States Securities and Exchange Commission Agency Information Collection Activities; Proposed Renewal; Comment Request; Renewal Without Change of Regulations Requiring Additional Records To Be Made and Retained by Dealers in Foreign Exchange and Additional Records To Be Made and Retained by Brokers or Dealers in Securities. As part of its continuing effort to reduce paperwork and respondent burden, FinCEN invites comments on the proposed renewal, without change, of existing information collection requirements found in Bank Secrecy Act regulations that require dealers in… Notice
01/01/1970 European Union European Commission View Update Statistics
01/01/1970 British Virgin Islands BVIFSC Industry Circular 30 of 2024 – OFFICE CLOSURE: TROPICAL STORM ERNESTO Industry Updates
01/01/1970 United States SEC View Update Public Company Accounting Oversight Board
01/01/1970 United States NYSE American SR-NYSEARCA-2024-66 | Proposal to amend Rule 6.64P-O. Initial Filing
01/01/1970 United States NYSE Arca SR-NYSEAMER-2024-48 | Proposal to amend Rule 952NYP. Initial Filing
01/01/1970 United States NYSE SR-NYSEARCA-2024-66 | Proposal to amend Rule 6.64P-O. Initial Filing
01/01/1970 Nigeria CBN Personal Statements of Members for the 296th Meeting of the Monetary Policy Committee, July 22 – 23, 2024 News
01/01/1970 Switzerland SECO View Update Bildung und Forschung
01/01/1970 Isle of Man GOV.IM Criminal Jurisdiction (Assessment of Costs) Rules 2000 [1] Legislation Recent Changes
01/01/1970 Isle of Man GOV.IM Criminal Jurisdiction (Assessment of Costs) Rules 2000 [1] Legislation Recent Changes
01/01/1970 United Kingdom GOV.UK Maternity Services Monthly Statistics, Final April 2024, Provisional May 2024, experimental statistics Research and statistics
01/01/1970 United Kingdom GOV.UK New guidance for data ethics and data driven technologies in policing Policy papers and consultations
01/01/1970 United Kingdom GOV.UK Changes to rules – the Care Quality Commission (easy read) Policy papers and consultations
01/01/1970 United Kingdom GOV | DHSC Changes to rules – the Care Quality Commission (easy read) Policy papers and consultations
01/01/1970 United Kingdom ICO Data Protection Impact Assessments (DPIAs) Webpage – Accountability and governance
01/01/1970 Luxembourg CSSF View Update EU regulation
01/01/1970 Luxembourg CSSF Final Report on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers, under Directive (EU) 2021/2167 Guidelines
01/01/1970 United Kingdom Scotland House Authority Legislation changes to male deer close seasons: FOI release FOI/EIR release
01/01/1970 United Kingdom NIST NIST Releases First 3 Finalized Post-Quantum Encryption Standards News
01/01/1970 United Kingdom Ofwat PR24 draft determinations change log 13-Aug-24
01/01/1970 United Kingdom Ofgem Future energy pathways (FEP): draft guidance (Closing Date: 13 Sep 2024) Consultation
01/01/1970 United Kingdom Ofgem Consumer Consent Solution consultation (Closing Date: 04 Oct 2024) Consultation
01/01/1970 United Kingdom | Scotland Gov.Scot Legislation changes to male deer close seasons: FOI release FOI/EIR release | Environment and climate change
01/01/1970 Uganda FIA GUIDELINES ON THE TIMELINES FOR FILING SUSPICIOUS TRANSACTIONS REPORTS TO THE FINANCIAL INTELLIGENCE AUTHORITY Press Release

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