Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
01/01/1970 India IRDAI ???? ???? (???? ???? ) ?? ????? ??? ????? ???? / Final Order in the matter of Aegon Life ( now known as Bandhan Life) Press Release
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Rule 14.10(f) Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3103 Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Company Listing Fees Under Exchange Rule 14.13 Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To Permit the Listing of Two Monday Expirations for Options on United States Oil Fund, LP, United States Natural Gas Fund, LP, SPDR Gold Shares, iShares Silver Trust, and iShares 20+ Year Treasury Bond ETF Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an OTTO Protocol Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Section 102.06 of the NYSE Listed Company Manual To Provide That a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months From Its Original Listing Date if It Has Entered Into a Definitive Agreement With Respect to a Business Combination Within Three Years of Listing Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution Notice
01/01/1970 China MPS View Update Political News
01/01/1970 Canada GOV.NT.CA Elevators and Lifts Act and Regulations Come into Force Public Service Announcement
01/01/1970 Switzerland SECO View Update Schweiz und Ausland
01/01/1970 United States DOJ View Update News
01/01/1970 Canada FSRA View Update Guidance
01/01/1970 United States NYSE Arca View Update Initial Filing
01/01/1970 United States NYSE View Update Initial Filing
01/01/1970 United Kingdom GOV.UK PSV notices and proceedings for Scotland Guidance and regulation
01/01/1970 United Kingdom GOV.UK PSV notices and proceedings for London and the south east of England Guidance and regulation
01/01/1970 European Union European Council Media advisory – Employment, Social Policy, Health and Consumer Affairs Council (Employment and social policy) of 16 July 2024 Press releases and statements
01/01/1970 United Kingdom Ofwat Strengthening protections for customers in the Business Retail Market: Customer Protection Code of Practice (Tranche 2 Changes) – Code Change Proposal CP0013 15 July 2024
01/01/1970 United Kingdom Ofwat View Update 15 July 2024
01/01/1970 Global IMF IMF Executive Board Concludes 2024 Article IV Consultation with Iceland | The Executive Board of the International Monetary Fund (IMF) concluded the Article IV consultation with Iceland and endorsed the staff appraisal without a meeting on a lapse-of-time basis. News
01/01/1970 Germany BSI View Update Publications
01/01/1970 France AMF View Update News and Publications
01/01/1970 France AMF View Update News
01/01/1970 Luxembourg CSSF Issuers of securities whose home Member State is Luxembourg pursuant to the Law of 11 January 2008 Monthly statistics
01/01/1970 United Kingdom Scotland House Authority Correspondence between the Scottish Government and Circularity Scotland between 1st February 2023 and 28th February 2023: EIR Review FOI/EIR release
01/01/1970 European Union European Union 2024/1960|Council Implementing Regulation (EU) 2024/1960 of 15 July 2024 implementing Regulation (EU) 2020/1998 concerning restrictive measures against serious human rights violations and abuses Legislation
01/01/1970 China NPC.GOV Revision of the Law on Public Security Administration Punishments: balancing civil rights with the right to punishment : Original Title [????????????????????] Legislative developments
01/01/1970 China NPC.GOV Building a firm defence of the rule of law in border sanitary and quarantine to protect people’s health and safety : Original Title [???????????? ????????] Legislative developments
01/01/1970 China NPC.GOV Revision of the Law on Emergency Response: Prevention, Control and Management in accordance with the Law : Original Title [?????????????? ????] Legislative developments
01/01/1970 China NPC.GOV The second trial of the revised draft law on the protection of cultural relics: the protection and use of both make cultural relics come alive : Original Title [?????????????????????????] Legislative developments
01/01/1970 United States Mississippi | MSLA BHP Must Stop Funding Legal Action to Halt Mariana Dam Claim, London Court Rules News
01/01/1970 United States NYSE SR-NYSEAMER-2024-46 | Proposal to modify Rule 971.2NYP to clarify the definition of CUBE BBO. Initial Filing
01/01/1970 Global IMF IMF Staff Completes 2024 Article IV Mission to Kingdom of Eswatini | An International Monetary Fund (IMF) staff team, led by Mr. Jaroslaw Wieczorek, IMF mission chief for Eswatini, visited Mbabane during July 11?24, 2024, to conduct discussions for the 2024 Article IV Consultation with Eswatini. News
01/01/1970 United States IRS IRS issues guidance for the procedures to claim a credit for utilization of carbon oxide News Releases
01/01/1970 United Kingdom GOV.UK Registering other British nationals: caseworker guidance Guidance and regulation
01/01/1970 United Kingdom GOV.UK PSV notices and proceedings for the north west of England Guidance and regulation
01/01/1970 United Kingdom GOV.UK PSV notices and proceedings for the east of England Guidance and regulation
01/01/1970 Italy BancadItalia Circular No. 285 of 17 December 2013 : Original Title [Circolare n. 285 del 17 dicembre 2013] Compiti
01/01/1970 Italy BancadItalia Bank of Italy Provisions for the Transposition of EU Directive 2021/2167 on Impaired Asset Purchasers and Managers : Original Title [Disposizioni della Banca d’Italia per il recepimento della Direttiva UE 2021/2167 sugli acquirenti e sui gestori di crediti deteriorati] Compiti
01/01/1970 Italy BancadItalia Guidance for operators interested in applying for authorisation as ‘bad debt managers’ : Original Title [Indicazioni per gli operatori interessati alla presentazione della domanda di autorizzazione come “gestori di crediti in sofferenza”] Media
01/01/1970 United States Department of the Treasury Treasury Targets PRC-based Procurement Network Supporting DPRK Ballistic Missile and Space Programs Press releases
01/01/1970 European Union European Commission Corrigendum | C(2024)5485 | CORRIGENDUM to Commission Regulation (EU) No 936/2012 of 4 October 2012 on amending the Annexes to Regulation (EC) No 1896/2006 of the European Parliament and of the Council creating a European order for payment procedure (Official Journal of the European Union L 283/1 of 16.10.2012) Secretariat-General
01/01/1970 European Union European Commission Corrigendum | C(2024)5486 | CORRIGENDUM to Commission Regulation (EU) 2024/858 of 14 March 2024 amending Regulation (EC) No 1223/2009 of the European Parliament and of the Council as regards the use of the nanomaterials Styrene/Acrylates copolymer, Sodium Styrene/Acrylates copolymer, Copper, Colloidal Copper, Hydroxyapatite, Gold, Colloidal Gold, Gold Thioethylamino Hyaluronic Acid, Acetyl heptapeptide-9 Colloidal gold, Platinum, Colloidal Platinum, Acetyl tetrapeptide-17 Colloidal Platinum and Colloidal Silver in cosmetics products (Official Journal of the European Union L, 2024/858, 15 March 2024) Secretariat-General
01/01/1970 United States Michigan | DIFS DIFS Director Anita Fox Applauds New Law That Extends Important Financial Protection for Military Members Press Releases
01/01/1970 Colombia Ambito Juridico View Update News
01/01/1970 Ireland GOV.IE Circular 12/2024 Arrangements for Occupational Supplementary Pensions (OSP) Circulars
01/01/1970 Ireland GOV.IE View Update Publications
01/01/1970 Jersey Jersey Legal Information Board Income Support Law and Regulations Amendment (Jersey) Commencement Order 2024 Latest laws
01/01/1970 Global IMF View Update News
01/01/1970 Europe EESE Commission Rule of Law Report: an indispensable but still perfectible instrument News
01/01/1970 United Kingdom GOV.UK | DEFRA Total Factor Productivity of the United Kingdom Food Chain 2022 – final release Latest documents
01/01/1970 United Kingdom GOV.UK | DEFRA Statutory biodiversity metric tools and guides Guidance and regulation
01/01/1970 United Kingdom GOV.UK Approved verification: guidance and application form Guidance and regulation
01/01/1970 United Kingdom GOV.UK Statutory biodiversity metric tools and guides Guidance and regulation
01/01/1970 United Kingdom GOV.UK Uzbekistan: country policy and information notes Guidance and regulation
01/01/1970 United Kingdom GOV.UK MGN 410 (M+F) Amendment 3 work at height regulations 2010 Guidance and regulation
01/01/1970 United Kingdom GOV.UK The Defence and Security Public Contracts Regulations (DSPCR) 2011 Guidance and regulation
01/01/1970 Canada BOC Monetary Policy Report Press Conference Opening Statement News
01/01/1970 Canada BOC View Update News
01/01/1970 Canada BOC View Update News
01/01/1970 United Kingdom BOE Waivers and modifications of rules Webpage – Prudential regulation
01/01/1970 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
01/01/1970 United Kingdom PSR PS24/4 Securing compliance: Extensions and exemptions guidance Publications
01/01/1970 United Kingdom PSR Extensions and exemptions guidance Publications
01/01/1970 United Kingdom PSR PSR finalises extensions and exemptions guidance for financial firms News
01/01/1970 European Union European Commission Rule of Law Report 2024: with the 5th edition, the EU is better equipped to face rule of law challenges Competition
01/01/1970 European Union European Commission Luxembourg – Final updated NECP 2021-2030 (submitted in 2024) General publications
01/01/1970 China GOV.CN Reservation-free policy draws booming museum visitors International Exchanges
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 United Kingdom | Scotland Gov.Scot School placing requests and appeal hearings – temporary arrangements: guidance for local authorities Advice and guidance | Coronavirus (COVID-19) in Scotland
01/01/1970 United Kingdom | Scotland Gov.Scot Scottish Connections Fund: guidance Form | Arts, culture and sport
01/01/1970 China MPS Study and implement the spirit of the third plenary session of the twentieth session of the CPC Central Mission mobilisation meeting held in Beijing Cai Qi attended… : Original Title [??????????????????????????? ????…] Political News
01/01/1970 New Zealand FMA FMA publishes guidance note for providers of client money or property services Media releases

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