Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
01/01/1970 Hong Kong ICAC View Update Press Releases
01/01/1970 New Zealand FMA View Update Warnings and Alerts
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union 2024/2054|Council Regulation (EU) 2024/2054 of 22 July 2024 amending Regulation (EU) 2021/2061 on the allocation of fishing opportunities under the Protocol on the implementation of the Sustainable Fisheries Partnership Agreement between the European Union and the Islamic Republic of Mauritania (2021-2026) Legislation
01/01/1970 European Union European Union 2024/2050|Information relating to the entry into force of the Agreement between the European Union and the Swiss Confederation on supplementary rules in relation to the Instrument for Financial Support for Border Management and Visa Policy, as part of the Integrated Border Management Fund, for the period 2021 to 2027 Legislation
01/01/1970 Guernsey Legal Resources ORC4 – Matrimonial Causes (Costs and Fees) Rules, 2024 Latest laws
01/01/1970 Guernsey Legal Resources ORC3 – The Matrimonial Causes Rules, 2024 Latest laws
01/01/1970 United Kingdom ARMA Company Law Basics For Management Companies News
01/01/1970 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
01/01/1970 European Union European Union COM:2024:800:FIN: COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT, THE COUNCIL, THE EUROPEAN ECONOMIC AND SOCIAL COMMITTEE AND THE COMMITTEE OF THE REGIONS 2024 Rule of Law Report The rule of law situation in the European Union MLD5
01/01/1970 Isle of Man GOV.IM Insurance (Long-Term Business Valuation and Solvency) Regulations 2021 [3] Legislation Recent Changes
01/01/1970 Isle of Man GOV.IM Insurance (Long-Term Business Valuation and Solvency) Regulations 2021 [3] Legislation Recent Changes
01/01/1970 United States State View Update Press Statement
01/01/1970 United Kingdom | Scotland Gov.Scot UNCRC: Embedding Children’s Rights in Public Services Guidance Sub-Group minutes – 16 January 2024 Minutes | Children and families
01/01/1970 United States Securities and Exchange Commission Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments To Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments. The Securities and Exchange Commission (“Commission”) is adopting rule and form amendments to provide a tailored form to register the offerings of registered index-linked annuities (“RILAs”). Specifically, the Commission is amending the form currently… Rule
01/01/1970 United States Securities and Exchange Commission Certain Partnership Related-Party Basis Adjustment Transactions as Transactions of Interest; Correction. This document corrects a notice of proposed rulemaking (REG- 124593-23) published in the Federal Register on June 18, 2024, containing proposed regulations that would identify certain partnership related party basis adjustment transactions and… Proposed Rule
01/01/1970 United States Securities and Exchange Commission Interest Capitalization Requirements for Improvements to Designated Property; Correction. This document corrects a notice of proposed rulemaking (REG- 133850-13) published in the Federal Register on May 15, 2024, containing proposed regulations that would remove the associated property rule and similar rules from the existing regulations on… Proposed Rule
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility Notice
01/01/1970 Switzerland FINMA FINMA publishes guidance on the obligations of insurance companies with regard to their insurance distribution News
01/01/1970 Romania Competition Authority View Update Press Release
01/01/1970 European Union European Commission View Update Secretariat-General
01/01/1970 European Union European Commission Opinion | C(2024)4946 | COMMISSION OPINION under Regulation (EU) 2017/1938, concerning measures to safeguard the security of gas supply and repealing Regulation No 994/2010, on the Preventive Action Plan and Emergency Plan submitted by the Competent Authority of Austria to the European Commission Directorate-General for Energy
01/01/1970 European Union European Commission Opinion | C(2024)5016 | COMMISSION OPINION pursuant to Article 3a of Regulation (EC) No 715/2009 – Denmark – Certification of Gas Storage Denmarks AS as gas storage system operator for UGS Stenlille and UGS Lille Torup Directorate-General for Energy
01/01/1970 European Union European Commission View Update Directorate-General for Trade
01/01/1970 European Union European Commission View Update Statistics
01/01/1970 Hong Kong ICAC 2024-7-17

Former insurance employees charged by ICAC for $4.25m fraud and $2.3m money laundering involving dummy agents and false policy applications
The ICAC today (July 17) charged five former employees of an insurance company in two separate cases for their alleged involvement in a dummy agent scam as well as providing false information in insurance policy applications respectively to defraud the company of a total of $4.25 million in commissions and other payments. Three of the dummy insurance agents were also charged for allegedly handling over $2.3 million in crime proceeds.

Press Releases
01/01/1970 Italy AGCM PS12793-PS12805 – Italian Competition Authority: investigation launched against Armani and Dior group companies for alleged unfair commercial practices Press Release
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Italy AGCM View Update Press Release
01/01/1970 Singapore MAS Guidelines on the Regulation of Markets Regulations and Guidance
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 Germany BaFin View Update All News
01/01/1970 European Union European Union View Update Taxonomy
01/01/1970 United Kingdom ARMA Company Law Basics For Management Companies News
01/01/1970 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union 2024/1938|Regulation (EU) 2024/1938 of the European Parliament and of the Council of 13 June 2024 on standards of quality and safety for substances of human origin intended for human application and repealing Directives 2002/98/EC and 2004/23/ECText with EEA relevance. Legislation
01/01/1970 Canada InsurancecouncilOFBC New Insurance Council Accommodation Policy News
01/01/1970 Canada ICBC New Insurance Council Accommodation Policy New Releases
01/01/1970 United States Treasury Department Agency Information Collection Activities: Information Collection Renewal; Comment Request; Community Reinvestment Act Regulation. The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the… Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Decommission the DTCC Limit Monitoring Risk Management Tool Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange’s Rules Relating to Position and Exercise Limits Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 Notice

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