Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
01/01/1970 United Kingdom FCA GC24/4: Proposed amendments to FG17/6 – Guidance on the treatment of politically exposed persons (PEPs) [pdf] Guidance consultations
01/01/1970 United Kingdom GOV.UK | MOJ Segregation: PSO 1700 Guidance and regulation
01/01/1970 United Kingdom GOV.UK Mental health data and analysis: a guide for health professionals Guidance and regulation
01/01/1970 United Kingdom GOV.UK DVSA earned recognition: guide to the scheme Guidance and regulation
01/01/1970 United Kingdom GOV.UK Segregation: PSO 1700 Guidance and regulation
01/01/1970 United Kingdom GOV | DVSA DVSA earned recognition: guide to the scheme Guidance and regulation
01/01/1970 United Kingdom UK Finance View Update Blog
01/01/1970 United Kingdom Scotland House Authority NHS Scotland Partnership Information Network (PIN) policy compliance: FOI release FOI/EIR release
01/01/1970 Japan JFSA The publication on the amendment of the ‘Designation of corporate accounting standards prescribed by the Director General of the Financial Services Agency in the Regulation on the Terminology, Forms and Preparation of Consolidated Financial Statements’.

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01/01/1970 European Union European Commission Staff working document | SWD(2024)196 | COMMISSION STAFF WORKING DOCUMENT on the impact of the Geo-blocking Regulation and progress in further reducing cross-border barriers Directorate-General for Internal Market, Industry, Entrepreneurship and SMEs
01/01/1970 European Union European Commission Opinion | C(2024)4962 | COMMISSION OPINION under Regulation (EU) 2017/1938, concerning measures to safeguard the security of gas supply and repealing Regulation No 994/2010, on the Preventive Action Plan and Emergency Plan submitted by the Competent Authority of Italy the European Commission Directorate-General for Energy
01/01/1970 European Union Europol Home Routing is limiting law enforcement evidence gathering, warns Europol News
01/01/1970 China GOV.CN CPC Central Committee adopts resolution on further deepening reform comprehensively International Exchanges
01/01/1970 Italy AGCM PS12714 – Italian Competition Authority: investigation launched against Google for unfair commercial practices Press Release
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 United Kingdom | Scotland Gov.Scot NHS Scotland Partnership Information Network (PIN) policy compliance: FOI release FOI/EIR release | Health and social care
01/01/1970 United States Treasury Department Guidance Under Section 367(b) Related to Certain Triangular Reorganizations and Inbound Nonrecognition Transactions. This document contains final regulations regarding the treatment of property used to acquire parent stock or securities in connection with certain triangular reorganizations involving one or more foreign corporations; the consequences to persons that… Rule
01/01/1970 United States Treasury Department Publication of Russian Harmful Foreign Activities Sanctions Regulations Determination. The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing a services determination issued pursuant to an April 6, 2022 Executive Order. The determination was previously issued on OFAC’s website. Rule
01/01/1970 United States Treasury Department Excise Tax on Repurchase of Corporate Stock; Hearing. This document provides a notice of public hearing on proposed regulations that would provide guidance regarding the application of the new excise tax on repurchases of corporate stock made after December 31, 2022. Proposed Rule
01/01/1970 United States Fedral Register Section 45Y Clean Electricity Production Credit and Section 48E Clean Electricity Investment Credit; Correction. This document corrects a notice of proposed rulemaking (REG- 119283-23) published in the Federal Register on June 3, 2024, containing proposed regulations relating to the clean electricity production credit and the clean electricity investment credit… Proposed Rule
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-Location Services Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule at Equity 7, Section 114(h) Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fee for Requests for Review of Membership Decisions and Decisions Related to Changes in Ownership, Control, or Material Business Operations Notice
01/01/1970 United States Fedral Register View Update Notice
01/01/1970 United States Fedral Register View Update Notice
01/01/1970 United States Fedral Register View Update Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Generic Listing and Trading of Multi-Class ETF Shares Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rules 5605, 5615 and 5810 To Clarify and Modify Phase-In Schedules for Certain Corporate Governance Requirements and Clarify Applicability of Certain Cure Periods Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reduce the Length of Time Between the End of Its Current Global Trading Hours (“Global Trading Hours” or “GTH”) Session and the Beginning of Its Regular Trading Hours (“Regular Trading Hours” or “RTH”) Session Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Notice
01/01/1970 Global UNEPFI New resources to help banks operationalise the links between the circular economy and sustainability impacts News
01/01/1970 Global UNEPFI New resources to help banks operationalise the links between the circular economy and sustainability impacts News
01/01/1970 Guernsey Legal Resources ORC4 – Matrimonial Causes (Costs and Fees) Rules, 2024 Latest laws
01/01/1970 Guernsey Legal Resources ORC3 – The Matrimonial Causes Rules, 2024 Latest laws
01/01/1970 Global UNEPFI Circular Economy as an Enabler for Responsible Banking: Leveraging the Nexus between Circularity and Sustainability Impact Publications
01/01/1970 Global UNEPFI Circular Economy as an Enabler for Responsible Banking: Leveraging the Nexus between Circularity and Sustainability Impact Publications
01/01/1970 Global UNEPFI Circular Economy as an Enabler for Responsible Banking: Circular Solutions to Achieve Climate Targets Publications
01/01/1970 Global UNEPFI Circular Economy as an Enabler for Responsible Banking: Circular Solutions to Achieve Climate Targets Publications
01/01/1970 Global UNEPFI Circular Economy as an Enabler for Responsible Banking: Circular Solutions to Achieve Climate Targets in the Textile Sector Publications
01/01/1970 Global UNEPFI Circular Economy as an Enabler for Responsible Banking: Circular Solutions to Achieve Climate Targets in the Textile Sector Publications
01/01/1970 Global UNEPFI Circular Economy as an Enabler for Responsible Banking: Circular Solutions to Achieve Climate Targets in the Buildings and Construction Sector Publications
01/01/1970 Global UNEPFI Circular Economy as an Enabler for Responsible Banking: Circular Solutions to Achieve Climate Targets in the Buildings and Construction Sector Publications
01/01/1970 Global UNEP FI New resources to help banks operationalise the links between the circular economy and sustainability impacts News
01/01/1970 United Kingdom Ofcom View Update Consultations and statements
01/01/1970 United Kingdom GOV.UK | HMRC TSEM6532 – Legal background to trusts and estates: Scottish law: legal rights of surviving children or remoter issue Latest documents
01/01/1970 China SAMR Hebei Shijiazhuang market supervision administrative law enforcement code of conduct local standards officially released : Original Title [?????????????????????????] Place
01/01/1970 South Korea FTC 8802 – Note – Meeting held to discuss the introduction of pre-merger consultation : Original Title [8802 – ?? – ???? ???? ?? ?? ??? ??] News
01/01/1970 South Korea PIPC pseudonym Information Centre opens in Daegu N : Original Title [??? ???? ?????? ? ?? N] Press Releases
01/01/1970 Italy AGCM PS12714 – Avviata istruttoria nei confronti di Google per pratiche commerciali scorrette Press Release
01/01/1970 Global BIS Modern central banking and lessons learned from monetary policy in the 21st century BIS Management Speeches
01/01/1970 Finland FSA View Update Raportointitiedotteet
01/01/1970 Finland FSA View Update Reporting Release
01/01/1970 Brazil GOV.BR View Update Atos do Senado Federal
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 United States ABA FDIC issues regulatory relief guidance for Texas NewsByte
01/01/1970 United States ABA Proposed rule expected on EEOC pay data collection NewsByte
01/01/1970 South Korea FTC View Update News
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union C/2024/4645|Notice for the attention of persons subject to the restrictive measures provided for in Annex to Council Decision (CFSP) 2019/1720 and in Annex I to Council Regulation (EU) 2019/1716 concerning restrictive measures in view of the situation in Nicaragua Information and Notices
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union View Update Legislation
01/01/1970 European Union European Union View Update Legislation
01/01/1970 United Kingdom GOV.UK | HMRC Notices made under the Customs (Export) (EU Exit) Regulations 2019 Guidance and regulation
01/01/1970 United Kingdom GOV.UK Notices made under the Customs (Export) (EU Exit) Regulations 2019 Guidance and regulation
01/01/1970 United Kingdom ARMA Company Law Basics For Management Companies News
01/01/1970 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
01/01/1970 New Zealand Comcom ComCom issues draft decision on revenue limits and quality standards for Chorus Media Releases

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