Weekly Regulatory Publications

E:Finreg-ESharepoint - DrivesMarketingWeekly Regulatory Publications

Current key regulatory developments across regulators

Country Regulator Publish Date Type Title 
GlobalFSB19-Sep-20FinTech, Vulnerabilities AssessmentsFSB Middle East and North Africa group discusses economic and financial market developments
European UnionEBA18-Sep-20NewsESAs launch survey on environmental and/or social financial product templates
GuernseyGFSC18-Sep-20GeneralPanel of Senior Decision Makers
United KingdomFCA18-Sep-20FormsDraft advance application for registration as a UK Securitisation Repository
GermanyBaFin18-Sep-20FormatESMA renews its decision requiring net short position holders to report positions of 0.1 percent and above
United StatesSEC18-Sep-20SpeechIntellectual Siren Song
United StatesSEC18-Sep-20Public StatementCommission Statement on the Passing of Justice Ruth Bader Ginsburg
United StatesCFTC18-Sep-20General Press ReleasesRelease Number 8250-20
United StatesSEC18-Sep-20Litigation ReleaseLR-24905 : SEC Charges Former CEO of Technology Company with Raising $123 Million in Fraudulent Offerings
United StatesCFTC18-Sep-20General Press ReleasesRelease Number 8249-20
United KingdomFCA18-Sep-20WarningsBond Guru
United KingdomFCA18-Sep-20CorrespondenceDear CEO letter: Business Interruption Insurance
United KingdomICO18-Sep-20NewsData protection guidance for collecting customer information
United KingdomICO18-Sep-20BlogBlog: Data protection considerations and the NHS COVID-19 app
United KingdomFCA18-Sep-20WarningsReclaim Fund Ltd (clone of FCA authorised firm)
United KingdomFCA18-Sep-20WarningsGoldberg-King International Consulting Group LLC
United KingdomFCA18-Sep-20WarningsClaims Network Limited
European UnionEBA18-Sep-20NewsEBA flags to the EU Commission elements of the definition of credit institution and aspects of the scope of authorisation
European UnionEBA18-Sep-20Press ReleasesEBA flags to the EU Commission elements of the definition of credit institution and aspects of the scope of authorisation
GermanyBaFin18-Sep-20FormatESMA verlängert Meldepflicht für Netto-Leerverkaufspositionen ab Meldeschwelle 0,1 Prozent
European UnionEBA18-Sep-20NewsEBA flags to the EU Commission elements of the definition of credit institution and aspects of the scope of authorisation
European UnionEBA18-Sep-20Press ReleasesEBA flags to the EU Commission elements of the definition of credit institution and aspects of the scope of authorisation
GermanyBaFin18-Sep-20FormatESMA verlängert Meldepflicht für Netto-Leerverkaufspositionen ab Meldeschwelle 0,1 Prozent
European UnionEIOPA18-Sep-20NewsCross-Border Cooperation Platform on NOVIS: Národná banka Slovenska has issued an interim measure banning new business
European UnionEIOPA18-Sep-20Cooperation platform | OversightCross-Border Cooperation Platform on NOVIS: Národná banka Slovenska has issued an interim measure banning new business
GlobalBIS18-Sep-20BIS Working Papers > No 886Price search, consumption inequality, and expenditure inequality over the life-cycle
United KingdomFCA18-Sep-20WarningsUK Bonds Investment
Hong KongHKMA18-Sep-20Press ReleaseStatistics of Payment Cards Issued in Hong Kong for Second Quarter 2020
Hong KongHKMA18-Sep-20Press ReleaseStatistics of Stored Value Facilities (SVF) Schemes Issued by SVF Licensees
SwitzerlandFC18-Sep-20The Federal CouncilCoronavirus: Federal Council adopts dispatch on new Joint and Several Guarantee Act
SwitzerlandFC18-Sep-20The Federal CouncilCoronavirus: Federal Council adopts dispatch on new Joint and Several Guarantee Act
GermanyBaFin18-Sep-20Format > Arbeiten bei der BaFinGrafische Darstellung der Ausbildungsstation der Kaufleute für Büromanagement
GermanyBaFin18-Sep-20Format > Arbeiten bei der BaFinGrafische Darstellung der Ausbildungsstation der Verwaltungsfachangestellten
GermanyBaFin18-Sep-20Format > Arbeiten bei der BaFinAusbildung: Fachinformatiker/innen für Systemintegration
GermanyBaFin18-Sep-20Format > Arbeiten bei der BaFinDuales Studium: Bachelor of Science - Studiengang Zentralbankwesen/Central Banking
GermanyBaFin18-Sep-20Format > Arbeiten bei der BaFinGrafische Darstellung des Studienablaufs Zentralbankwesen
GermanyBaFin18-Sep-20Format > Arbeiten bei der BaFinGrafische Darstellung der Ausbildungsstation der Fachinformatiker/innen für Systemintegration
GermanyBaFin18-Sep-20Format > Arbeiten bei der BaFinAusbildung: Verwaltungsfachangestellte/r (auch mit Doppelqualifikation)
GermanyBaFin18-Sep-20Format > Arbeiten bei der BaFinDuales Studium: Diplom-Verwaltungswirt/in - Schwerpunkt Verwaltungsinformatik
GermanyBaFin18-Sep-20Format > Arbeiten bei der BaFinGrafische Darstellung des Studienablaufs der Verwaltungsinformatiker/innen
GermanyBaFin18-Sep-20Format > Arbeiten bei der BaFinAusbildung: Kaufleute für Büromanagement
GermanyBaFin18-Sep-20Format > Betriebliche AltersversorgungAllgemeinverfügung zur Änderung einer Allgemeinverfügung
GermanyBaFin18-Sep-20Format > Betriebliche AltersversorgungAnhörung: Erhebung von Pensionsdaten
GermanyBaFin18-Sep-20Format > Betriebliche AltersversorgungAllgemeinverfügung EIOPA (Anhänge)
GermanyBaFin18-Sep-20Format > Betriebliche AltersversorgungAllgemeinverfügung: Anforderung von Pensionsdaten durch EIOPA
GermanyBaFin18-Sep-20Format > Betriebliche AltersversorgungAllgemeinverfügung EIOPA (Anhänge)
European UnionEIOPA18-Sep-20Risk-free rate | Symmetric adjustment equity capital chargeEIOPA publishes bi-weekly information for Relevant Risk Free Interest Rate Term Structures and Symmetric Adjustment to Equity Risk with reference to 15 September 2020
United KingdomBOE18-Sep-20StatisticsConsolidated worldwide claims - 2020 Q2
European UnionECB18-Sep-20Banking Supervision - PublicationECB Guide on assessment methodology (EGAM)

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