Regulatory Reporting

Regulatory Compliance Reporting, Audit and Dashboarding

Regulatory reporting

FinregE provides standard and customised dashboards analytics and reporting on insights into actions being taken, the status, priorities, due dates and tasks being performed across its suite of regulatory change and regulatory compliance solution modules and data. Our platform maintains an extensive audit trail of compliance activities and actions being performed by platform users.

Regulatory Solutions

Regulatory Compliance Dashboard

FinregE provides flexible compliance reporting and dashboard capabilities built on multiple measurable regulatory data information and compliance actions contained with FinregE.

Our regulatory compliance dashboards are fully customisable to our client’s requirements and how they want to view the overall state and volume of regulatory compliance requirements, areas of focus and criticality and connections to tasks and individuals.

Contact us today to find out how we can help you gain a comprehensive view of your organisation’s regulatory compliance landscape.

What is a Compliance Dashboard Management System?

The complexity of rules and regulations can be daunting for financial institutions and businesses. To address this challenge of organisations in regulatory compliance, Compliance Dashboard Management Systems have emerged as valuable tools to streamline and enhance compliance efforts.

A Compliance Dashboard Management System is a digital platform or software solution that provides a comprehensive and real-time view of an organisation's compliance status, activities, and performance. It serves as a centralised hub that consolidates data, metrics, and insights related to regulatory compliance. The system aggregates information from various sources, such as internal databases, external regulatory feeds, and user input. It presents it in a user-friendly interface for easy monitoring and analysis.

Benefits of Compliance Dashboard Management Systems

The adoption of Compliance Dashboard Management Systems offers several advantages that contribute to more effective compliance management:

  • Enhanced Visibility: These systems offer a holistic view of an organisation’s compliance landscape, allowing stakeholders to understand the status of various compliance requirements, ongoing initiatives, and potential risks at a glance.
  • Real-time Monitoring: Compliance Dashboard Management Systems provide real-time updates on crucial compliance metrics and indicators. This feature enables organisations to promptly identify and address emerging issues or deviations from regulatory standards.
  • Data Centralisation: Instead of relying on disparate spreadsheets and manual processes, compliance-related data is consolidated within the system. This centralisation reduces the risk of errors, enhances data accuracy, and facilitates smoother audits and reporting.
  • Efficient Reporting: The systems often have reporting tools that generate customisable reports for various stakeholders, including regulatory bodies and internal management. This streamlines the reporting process and ensures timely and accurate submissions.
  • Risk Mitigation: By providing insights into compliance trends and potential gaps, Compliance Dashboard Management Systems assist in identifying areas of heightened risk. This proactive approach allows organisations to take corrective measures before compliance violations occur.
  • Automation and Workflow: Many systems incorporate automation capabilities, streamlining routine compliance tasks and workflows. This automation saves time and reduces the likelihood of human errors associated with manual processes.
Real Time Rule Monitoring

Monitor compliance in real-time: both your status and processes

Digital Rulebooks

Access machine-readable libraries of financial global rulebooks

Regulatory Obligations

Extract insights on regulatory actions and requirements across rules

Rule Mappings

Map rule requirements automatically across your compliance policies

Compliance Workflows

Use workflows to action and record the life cycle of regulatory compliance

Compliance Dashboarding

Conduct compliance reporting with dashboards to view your landscape

Key Features of Compliance Dashboard Management Systems

Compliance Dashboard Management Systems typically offer a range of features designed to meet the diverse needs of organisations:

  • Dashboard Interface: The user interface presents relevant compliance metrics, visualisations, and summaries in an easily understandable format. Users can customise the dashboard to display the information most pertinent to their roles.
  • Alerts and Notifications: These systems can send real-time alerts and notifications when compliance thresholds are exceeded, or potential issues are detected.
  • Document Management: Many systems offer document storage and management capabilities, allowing organisations to keep track of compliance-related documents, policies, procedures, and evidence.
  • Audit Trails: A robust audit trail feature records changes and activities within the system, ensuring transparency and accountability. This is especially valuable during audits and investigations.
  • Integration: Integration with other internal systems, such as risk management or data analytics platforms, allows for a more comprehensive understanding of compliance-related data and its implications.
  • Analytics and Reporting: Compliance Dashboard Management Systems often include analytics tools that enable users to generate custom reports and visualisations based on the data available within the system.
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We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of technology to solve their compliance problems.
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