Compliance Solutions

Finreg-E specialises in providing standard and bespoke regulatory compliance modules to help deliver automation, speed and efficiencies in managing common regulatory compliance processes.

We use techniques such as big data, natural language processing, machine learning and topic modelling intelligently to:

  • Track regulatory developments in real time
  • Connect the evolution of regulatory rules over time
  • Extract actionable regulatory requirements from rules text
  • Map regulatory developments to internal business data

Our regulatory information is coupled with powerful workflows that allow you to process the information and set tasks required to demonstrate compliance with rules.

Our hands-on experience in working with financial regulation and compliance ensures Finreg-E targets the problems around regulatory compliance in a software solution with the optimal user experience.

Real Time Rule Monitoring

Monitor compliance in real-time: both your status and processes

Digital Rulebooks

Access machine-readable libraries of financial global rulebooks

Regulatory Obligations

Extract insights on regulatory actions and requirements across rules

Rule Mappings

Map rule requirements automatically across your compliance policies

impact assessment and self-assessments against regulatory requirements Finreg-E London

Compliance Workflows

Use workflows to action and record the life cycle of regulatory compliance

Compliance Dashboarding

Conduct compliance reporting with dashboards to view your landscape

Finreg-E Weekly Regulatory News Alerts

Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.

Frequently Asked Questions

What is the role of compliance in financial services?

The role of compliance in financial services is to promote best practices in the finance industry to ensure effective competition and the protection of consumers. Despite its importance, however, meeting regulatory obligations can be costly. 

To mitigate the price of compliance, several companies offer various support services to help financial firms meet these requirements. 

This assistance often comes in the form of consultation to support the creation of compliance strategies or implementing financial regulation software to automate this process and reduce costs. Financial regulatory software is particularly useful in helping financial firms stay updated on compliance developments on a local, regional and global level.

How can we help you?

We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of technology to solve their compliance problems.

Read our privacy policy here: finreg-E Privacy Policy.

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