Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©

Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©

AI driven regulatory compliance and change management to make Financial Regulation Easy©

Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.

Introducing Finreg-E Automated Regulatory Compliance and Change Management

Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.

Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.

Finreg-E client trials have proven Finreg-E:

  • Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
  • Generates applicable regulatory rules libraries over 80% quicker than manual effort
  • Reduces time and costs by over 90%  in identification and compliance with changing regulatory rule requirements versus a manual processes

Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Finreg-E Automated Solutions

Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.

Finreg-E’s automated solutions offer:

Machine learning algorithms to track and capture regulatory developments across global regulators in real time

Regulatory content delivered in original and translated languages in real time

Digital and machine readable regulatory rule libraries across common themes and topics

Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence

Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance

Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements

Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives

Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape

Get in touch today to find out how we can help streamline your compliance strategy.

Latest Regulatory Alerts

CountryRegulatorPublish DateTypeTitle
EMEAGermanyBaFin15/03/2020Anlage > SSM
EMEAGermanyBaFin15/03/2020Anlage > SSM
EMEAGermanyBaFin15/03/2020Anlage > SSM
EMEAGermanyBaFin15/03/2020Anlage > SSM
EMEASwitzerlandFC14/03/2020Federal Department of Finance
EMEAGermanyBaFin13/03/2020FAQ > Bedeutende Stimmrechtsanteile
EMEAGermanyBaFin13/03/2020FAQ > Bedeutende Stimmrechtsanteile
EMEAUnited KingdomFCA13/03/2020News stories
APACSingaporeMAS13/03/2020Media Releases
EMEAEuropean UnionECB13/03/2020Payments & markets
EMEAUnited KingdomBOE13/03/2020Prudential Regulation
EMEAUnited KingdomBOE13/03/2020Prudential Regulation
EMEAGermanyBaFin13/03/2020Maßnahme > Unerlaubte Geschäfte
APACSingaporeMAS13/03/2020Codes - Offers of Collective Investment Schemes, Licensing, Authorisation and Registration
APACSingaporeMAS13/03/2020Practice Notes - Offers of Collective Investment Schemes, Licensing, Authorisation and Registration
APACSingaporeMAS13/03/2020Explainers - Offers of Collective Investment Schemes, Licensing, Authorisation and Registration, Exemptions
EMEASwitzerlandFC13/03/2020The Federal Council
EMEAEuropean UnionESMA13/03/2020Supervisory convergence > Reference
EMEAEuropean UnionESMA13/03/2020
EMEAUnited KingdomBOE13/03/2020News
EMEAGermanyBaFin13/03/2020Konsultation > Investmentfonds
EMEAGermanyBaFin13/03/2020Meldung > Investmentfonds
EMEAGermanyBaFin13/03/2020Maßnahme > Maßnahmen
EMEAGermanyBaFin13/03/2020Konsultation > Investmentfonds
EMEAGermanyBaFin13/03/2020Konsultation > Investmentfonds
EMEASwitzerlandFINMA13/03/2020Press release
EMEAEuropean UnionESMA13/03/2020Management Board > Summary of Conclusions
EMEAUnited KingdomFCA13/03/2020Research
EMEAUnited KingdomFCA13/03/2020Occasional papers
EMEAUnited KingdomICO13/03/2020News
EMEAEuropean UnionESMA13/03/2020Corporate Information
EMEAUnited KingdomFCA13/03/2020Warnings
EMEAUnited KingdomFCA13/03/2020Warnings
EMEAUnited KingdomFCA13/03/2020Warnings
EMEAUnited KingdomFCA13/03/2020Warnings
APACChinaPBoC13/03/2020Press Release
EMEASwitzerlandFC13/03/2020Federal Department of Foreign Affairs
EMEASwitzerlandFC13/03/2020The Federal Council
EMEASwitzerlandFC13/03/2020Paul Scherrer Institut
EMEASwitzerlandFC12/03/2020Federal Finance Administration
EMEAEuropean UnionECB12/03/2020Monetary policy
EMEAEuropean UnionECB12/03/2020Banking supervision
EMEAEuropean UnionEBA12/03/2020Press Releases
EMEAEuropean UnionEBA12/03/2020News
EMEAUnited KingdomFCA12/03/2020Warnings
EMEAUnited KingdomICO12/03/2020Statement
EMEAEuropean UnionECB12/03/2020Monetary policy
EMEAEuropean UnionECB12/03/2020Monetary policy
EMEAUnited KingdomFCA12/03/2020Warnings
EMEAUnited KingdomFCA12/03/2020Warnings
EMEAUnited KingdomFCA12/03/2020Warnings
EMEAUnited KingdomFCA12/03/2020Warnings
EMEAUnited KingdomFCA12/03/2020Warnings
EMEAGermanyBaFin12/03/2020Meldung
EMEAGermanyBaFin12/03/2020Meldung
EMEAGermanyBaFin12/03/2020Maßnahme > Maßnahmen
EMEAGermanyBaFin12/03/2020Maßnahme > Maßnahmen
EMEASwitzerlandFC12/03/2020AGROSCOPE
EMEAUnited KingdomBOE12/03/2020Publication
EMEAUnited KingdomFCA12/03/2020Warnings
EMEAUnited KingdomFCA12/03/2020Warnings
EMEAUnited KingdomFCA12/03/2020Warnings
GlobalGlobalBIS12/03/2020Central bank speech
GlobalGlobalBIS12/03/2020Central bank speech
North AmericaUnited StatesCFTC12/03/2020General Press Releases
EMEAUnited KingdomBOE12/03/2020Publication
APACChinaCBIRC05/03/2020News and Events
APACChinaCBIRC05/03/2020News and Events
APACChinaCBIRC05/03/2020Rules and Regulations
APACChinaCBIRC05/03/2020Rules and Regulations
APACChinaCBIRC26/02/2020News and Events
APACChinaCBIRC26/02/2020News and Events
APACChinaCBIRC26/02/2020News and Events
APACChinaCBIRC26/02/2020News and Events
APACChinaCBIRC26/02/2020News and Events
APACChinaCBIRC26/02/2020News and Events
APACChinaCBIRC26/02/2020Rules and Regulations
APACChinaCBIRC26/02/2020Rules and Regulations
APACChinaCBIRC26/02/2020Rules and Regulations
APACChinaCBIRC26/02/2020Rules and Regulations
APACChinaCBIRC26/02/2020Rules and Regulations
APACChinaCBIRC26/02/2020Rules and Regulations
EMEAUnited KingdomBOE24/02/2020Speech
EMEAUnited KingdomBOE01/01/1900News

Finreg-E Regulatory Coverage

Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.

Finreg-E Regulatory Coverage
RegionRegulators
ArgentinaASC
AustraliaAPRA, ASIC
AustriaFMA
BahamasSCB
BelgiumFSMA
BrazilCVM, CMN
Canada
OFSI
Cayman IslandsCIMA
ChileSBIF
ChinaCBRC, CBIRC, PBOC
DenmarkDFSA
European UnionEBA, ECB, EIOPA, ESMA
FinlandFIN-FSA
FranceACPR, AMF
GermanyBAFIN
GlobalBIS, FSB, FATF, IADI, IOSCO, IASB
Hong KongHKMA, SFC
IndiaSEBI, MCA
IndonesiaOJK
IrelandCBI
ItalyCONSOB
JapanJFSA
KoreaFSC, FSS
LuxembourgCSSF
MalaysiaBNM, SC
Mexico
CNBV
NetherlandsAFM
NorwayFINANSTILSYNET
PolandPFSA, PFOC
PortugalCMNV, BDP
RomaniaASF
SingaporeMAS, PDPC
SpainCNMV
SwedenSFSA
SwitzerlandFINMA
TaiwanFSC, SITCA
ThailandSEC
UKBOE, FCA, PRA, ICO
USCFTC, DOJ, DOL, FED, FINRA, OCC, SEC
VietnamSEC

Finreg-E Weekly Regulatory News Alerts

Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.

Finreg-E: Latest Blogs

How can we help you?

We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.