Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©
Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©
AI driven regulatory compliance and change management to make Financial Regulation Easy©
Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.
Finreg-E is ISO 27001:2013 certified. Finreg-E is also Stage 1 and Stage 2 FSQS accredited.
Introducing Finreg-E Automated Regulatory Compliance and Change Management
Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.
Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.
Finreg-E client trials have proven Finreg-E:
- Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
- Generates applicable regulatory rules libraries over 80% quicker than manual effort
- Reduces time and costs by over 90% in identification and compliance with changing regulatory rule requirements versus a manual processes
Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.
Benefits from Finreg-E’s automation
Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:
Speed
Boost your speed and responsiveness to regulatory change
Analysis
Implement a data driven approach to identifying compliance impacts and accountability
Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements
Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks
Avoid mistakes
Reduce errors and duplication in regulatory change capture and management
Understand everything
Gain visibility of your entire regulatory compliance and change landscape
Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app
Get compliance right
Report more accurate information to internal and external supervisory boards and authorities
The result is increased productivity, improved quality, reduced costs and better outcomes.
Benefits from Finreg-E’s automation
Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:
Speed
Boost your speed and responsiveness to regulatory change
Analysis
Implement a data driven approach to identifying compliance impacts and accountability
Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements
Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks
Avoid mistakes
Reduce errors and duplication in regulatory change capture and management
Understand everything
Gain visibility of your entire regulatory compliance and change landscape
Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app
Get compliance right
Report more accurate information to internal and external supervisory boards and authorities
The result is increased productivity, improved quality, reduced costs and better outcomes.
Finreg-E Automated Solutions
Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.
Finreg-E’s automated solutions offer:
Machine learning algorithms to track and capture regulatory developments across global regulators in real time
Regulatory content delivered in original and translated languages in real time
Digital and machine readable regulatory rule libraries across common themes and topics
Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence
Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance
Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements
Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives
Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape
Get in touch today to find out how we can help streamline your compliance strategy.
Latest Regulatory Alerts
| Country | Regulator | Publish Date | Type | Title |
|---|---|---|---|---|
| Germany | BaFin | 27-Mar-21 | Veranstaltung > Verbraucherschutz | INVEST Stuttgart |
| United Kingdom | GOV.UK | 26-Mar-21 | Guidance and Regulation | Annual return spreadsheet template for ISA managers |
| Singapore | MAS | 26-Mar-21 | Monographs/Information Papers - Corporate Governance, Representative-related, Advisory and Sales | Information Paper: Good Practices Relating to Disciplinary Action Framework in the Financial Advisory Industry Corporate Governance Representative-related Advisory and Sales |
| European Union | ESMA | 26-Mar-21 | Market data, Press Releases | ESMA71-99-1624:ESMA ADVISES ON FRAMEWORK FOR DATA REPORTING SERVICE PROVIDERS |
| Global | BIS | 26-Mar-21 | Central Bankers Speeches | Shaktikanta Das: Financial sector in the new decade |
| Hong Kong | HKMA | 26-Mar-21 | Circulars | Complaints Watch (PDF File, 523.5 KB) |
| European Union | ESMA | 26-Mar-21 | Fund Management >Press Release | ESMA71-99-1603:ESMA consults on the framework for EU Money Market Funds |
| United Kingdom | GOV.UK | 26-Mar-21 | CMA | Extended warranties: what you need to know before you buy |
| United States | SEC | 26-Mar-21 | Litigation Admin | Integral Technologies, Inc. |
| Germany | BaFin | 27-Mar-21 | Veranstaltung > Verbraucherschutz | INVEST Stuttgart |
| United Kingdom | GOV.UK | 26-Mar-21 | Guidance and Regulation | Annual return spreadsheet template for ISA managers |
| Singapore | MAS | 26-Mar-21 | Monographs/Information Papers - Corporate Governance, Representative-related, Advisory and Sales | Information Paper: Good Practices Relating to Disciplinary Action Framework in the Financial Advisory Industry Corporate Governance Representative-related Advisory and Sales |
| European Union | ESMA | 26-Mar-21 | Market data, Press Releases | ESMA71-99-1624:ESMA ADVISES ON FRAMEWORK FOR DATA REPORTING SERVICE PROVIDERS |
| Global | BIS | 26-Mar-21 | Central Bankers Speeches | Shaktikanta Das: Financial sector in the new decade |
| Hong Kong | HKMA | 26-Mar-21 | Circulars | Complaints Watch (PDF File, 523.5 KB) |
| European Union | ESMA | 26-Mar-21 | Fund Management >Press Release | ESMA71-99-1603:ESMA consults on the framework for EU Money Market Funds |
| United Kingdom | GOV.UK | 26-Mar-21 | CMA | Extended warranties: what you need to know before you buy |
| United States | SEC | 26-Mar-21 | Litigation Admin | Integral Technologies, Inc. |
| European Union | ESMA | 26-Mar-21 | Fund Management >Press Release | ESMA71-99-1603:ESMA consults on the framework for EU Money Market Funds |
| United Kingdom | GOV.UK | 26-Mar-21 | CMA | Extended warranties: what you need to know before you buy |
| United States | SEC | 26-Mar-21 | Litigation Admin | Integral Technologies, Inc. |
| European Union | EIOPA | 26-Mar-21 | Regulation | ESAs publish Joint Opinion on jurisdictional scope under the Securitisation Regulation |
| European Union | ESMA | 26-Mar-21 | Crowdfunding >Reference | ESMA35-36-2201 response form:Response form to CP on draft technical standards under the ECSP Regulation |
| European Union | ESMA | 26-Mar-21 | Board of Supervisors >Summary of Conclusions | ESMA22-106-3160:Summary of conclusions Board of Supervisors- 28 January 2021 |
| European Union | ESMA | 26-Mar-21 | Post Trading >Final Report | ESMA43-370-282:Final Report on MiFIR DRSPs fines |
| Isle Of Man | IOMFSA | 26-Mar-21 | News | Arrangements for submission of audited financial statements and annual regulatory (or compliance) returns in response to Covid-19 restrictions (2021) (Press Release) |
| Isle Of Man | IOMFSA | 26-Mar-21 | News | AML/CFT Statistical Returns: submissions in 2021 (Press Release) |
| United Kingdom | GOV.UK | 26-Mar-21 | DCMS | Ad hoc statistical analysis: 2020/21 Quarter 4 |
| United Kingdom | GOV.UK | 26-Mar-21 | DCMS | The English Institute of Sport Limited annual report 2019 to 2020 |
| European Union | ESMA | 26-Mar-21 | Market data >Final Report | ESMA74-362-1830:Final report on DRSP fees |
| United Kingdom | IA | 26-Mar-21 | Press Release | Investment management industry outlines position on green gilts |
| United Kingdom | FCA | 26-Mar-21 | Feedback statements | FS21/7: Open finance |
| United Kingdom | FRC | 26-Mar-21 | News - Accounting - Corporate Reporting - Financial Reporting | FRC announces new approach to publishing corporate reporting reviews |
| United Kingdom | GOV.UK | 26-Mar-21 | CMA | CMA secures over £500k for Argos extended warranty customers |
| United Kingdom | GOV.UK | 26-Mar-21 | CMA | Hoyer Petrolog / DHL Supply Chain merger inquiry |
| European Union | ESMA | 26-Mar-21 | Market data >Final Report | ESMA74-362-1917:ESMA advice on the criteria for DRSP |
| United Kingdom | BOE | 26-Mar-21 | Prudential Regulation | PS5/21 | CP4/21 Financial Services Compensation Scheme Management Expenses Levy Limit 2021/22 |
| United Kingdom | FCA | 26-Mar-21 | Feedback statements | FS21/7: Open finance feedback statement |
| European Union | EIOPA | 26-Mar-21 | Supervision | EIOPA consults on revised Guidelines on the use of the Legal Entity Identifier |
| United Kingdom | GOV.UK | 26-Mar-21 | DCMS | The Prime Minister has reappointed James Timpson as a Trustee of the Tate |
| United Kingdom | FCA | 26-Mar-21 | Feedback statements | FS21/7: Open finance feedback statement |
| European Union | EIOPA | 26-Mar-21 | Supervision | EIOPA consults on revised Guidelines on the use of the Legal Entity Identifier |
| United Kingdom | GOV.UK | 26-Mar-21 | DCMS | The Prime Minister has reappointed James Timpson as a Trustee of the Tate |
| European Union | ESMA | 26-Mar-21 | Benchmarks >Final Report | ESMA43-370-281:Final report_TA on procedural rules for penalties imposed on Benchmark Administrators |
| United Kingdom | GOV.UK | 26-Mar-21 | CMA | FNZ / GBST merger inquiry |
| European Union | ESMA | 26-Mar-21 | Securitisation >Q&A | JC 2021 19:Joint Committee Q&As relating to the Securitisation Regulation |
| European Union | EBA | 26-Mar-21 | News | ESAs publish Joint Opinion on jurisdictional scope under the Securitisation Regulation |
| European Union | EBA | 26-Mar-21 | News | ESAs publish Q&As on cross-sectoral aspects of the Securitisation Regulation |
| European Union | ESMA | 26-Mar-21 | Joint Committee, Securitisation >Opinion | JC 2021 16:ESAs Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR |
| European Union | ESMA | 26-Mar-21 | Joint Committee, Securitisation | ESAS PUBLISH Q&AS ON CROSS-SECTORAL ASPECTS OF THE SECURITISATION REGULATION |
| European Union | ESMA | 26-Mar-21 | Securitisation | ESAs publish Joint Opinion on jurisdictional scope under the Securitisation Regulation |
Finreg-E Regulatory Coverage
Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.
Finreg-E Regulatory Coverage
| Region | Regulators |
|---|---|
| Argentina | ASC |
| Australia | APRA, ASIC |
| Austria | FMA |
| Bahamas | SCB |
| Belgium | FSMA |
| Brazil | CVM, CMN |
| Canada | OFSI |
| Cayman Islands | CIMA |
| Chile | SBIF |
| China | CBRC, CBIRC, PBOC |
| Denmark | DFSA |
| European Union | EBA, ECB, EIOPA, ESMA |
| Finland | FIN-FSA |
| France | ACPR, AMF |
| Germany | BAFIN |
| Global | BIS, FSB, FATF, IADI, IOSCO, IASB |
| Hong Kong | HKMA, SFC |
| India | SEBI, MCA |
| Indonesia | OJK |
| Ireland | CBI |
| Italy | CONSOB |
| Japan | JFSA |
| Korea | FSC, FSS |
| Luxembourg | CSSF |
| Malaysia | BNM, SC |
| Mexico | CNBV |
| Netherlands | AFM |
| Norway | FINANSTILSYNET |
| Poland | PFSA, PFOC |
| Portugal | CMNV, BDP |
| Romania | ASF |
| Singapore | MAS, PDPC |
| Spain | CNMV |
| Sweden | SFSA |
| Switzerland | FINMA |
| Taiwan | FSC, SITCA |
| Thailand | SEC |
| UK | BOE, FCA, PRA, ICO |
| US | CFTC, DOJ, DOL, FED, FINRA, OCC, SEC |
| Vietnam | SEC |
Finreg-E Weekly Regulatory News Alerts
Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.
Finreg-E: Latest Blogs
Finreg-E Awarded Hellios FSQS Qualification
We are extremely proud that Finreg-E has successfully attained Stage 1 and Stage 2 FSQS (Financial...
Finreg-E Digital Rulebooks – An Intelligent FCA Handbook
The FCA’s 2016 Regtech call for input highlighted the desire and benefits for the industry to have...
Call for Input to Regulators – The Benefits Of Building A Common Regulatory Change Publications Structure Across Regulatory Bodies
Building a common shared regulatory data ontology and machine-readable regulation in financial...
Finreg-E Weekly Reg-Roundup – Financial Regulation Made Easy!
Last week ESMA updated its Q&As on the following topics: 1. MiFID II investor protection...
Update on Finreg-E’s Data-driven Covid-19 Lockdown Predictions – UK Lockdown to last until June!
We received very positive feedback on our initial analysis of Covid-19 spread in the UK and the...
Finreg-E’s Data-driven Lockdown Prediction – UK Lockdown will Last Until 28th May!
We decided to pause our data analytics on regulatory publications this weekend and looked at...
How can we help you?
We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.