Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©
Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©
AI driven regulatory compliance and change management to make Financial Regulation Easy©
Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.
Introducing Finreg-E Automated Regulatory Compliance and Change Management
Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.
Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.
Finreg-E client trials have proven Finreg-E:
- Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
- Generates applicable regulatory rules libraries over 80% quicker than manual effort
- Reduces time and costs by over 90% in identification and compliance with changing regulatory rule requirements versus a manual processes
Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.
Benefits from Finreg-E’s automation
Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:
Speed
Boost your speed and responsiveness to regulatory change
Analysis
Implement a data driven approach to identifying compliance impacts and accountability
Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements
Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks
Avoid mistakes
Reduce errors and duplication in regulatory change capture and management
Understand everything
Gain visibility of your entire regulatory compliance and change landscape
Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app
Get compliance right
Report more accurate information to internal and external supervisory boards and authorities
The result is increased productivity, improved quality, reduced costs and better outcomes.
Benefits from Finreg-E’s automation
Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:
Speed
Boost your speed and responsiveness to regulatory change
Analysis
Implement a data driven approach to identifying compliance impacts and accountability
Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements
Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks
Avoid mistakes
Reduce errors and duplication in regulatory change capture and management
Understand everything
Gain visibility of your entire regulatory compliance and change landscape
Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app
Get compliance right
Report more accurate information to internal and external supervisory boards and authorities
The result is increased productivity, improved quality, reduced costs and better outcomes.
Finreg-E Automated Solutions
Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.
Finreg-E’s automated solutions offer:
Machine learning algorithms to track and capture regulatory developments across global regulators in real time
Regulatory content delivered in original and translated languages in real time
Digital and machine readable regulatory rule libraries across common themes and topics
Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence
Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance
Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements
Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives
Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape
Get in touch today to find out how we can help streamline your compliance strategy.
Latest Regulatory Alerts
| Country | Regulator | Publish Date | Type | Title |
|---|---|---|---|---|
| United Kingdom | FCA | 10-Jul-20 | Warnings | Compare Bond / compare-bond |
| United Kingdom | FCA | 10-Jul-20 | Statements | Alert for firms using Digicert SSL certificates |
| United Kingdom | FCA | 10-Jul-20 | Data | Short positions disclosed to us |
| United States | CFTC | 10-Jul-20 | Enforcement Press Releases | |
| United States | CFTC | 10-Jul-20 | General Press Releases | |
| Germany | BaFin | 10-Jul-20 | Format | EBA: Abwicklungsbehörden sollen weiterhin auf höhere Abwicklungsfähigkeit hinwirken |
| Germany | BaFin | 10-Jul-20 | Format | ESMA erläutert Verbot externer Unterstützung von Geldmarktfonds |
| Global | BIS | 10-Jul-20 | BIS RSS | Big Data Solutions Architect |
| Global | BIS | 10-Jul-20 | BIS RSS | Data and Analytics Engineers |
| European Union | ECB | 10-Jul-20 | International and European co-operation | Communique on Bulgaria |
| European Union | ECB | 10-Jul-20 | International and European co-operation | Communique on Croatia |
| European Union | ECB | 10-Jul-20 | International and European co-operation | Communique on Bulgaria |
| European Union | ECB | 10-Jul-20 | International and European co-operation | Communique on Croatia |
| United Kingdom | ICO | 10-Jul-20 | Statement | Commissioner comment on Lords Committee digital technology report |
| Global | BIS | 10-Jul-20 | BIS RSS | Banking Operations Specialists |
| United Kingdom | FCA | 10-Jul-20 | Warnings | Bond Select UK / selectbonds.uk |
| United Kingdom | BOE | 10-Jul-20 | Publication | Dollar shortages and central bank swap lines |
| United Kingdom | BOE | 10-Jul-20 | Publication | Has monetary policy made you happier? |
| European Union | ESMA | 10-Jul-20 | RSS | ESMA Q&As - list of questions currently under development |
| European Union | ESMA | 10-Jul-20 | Supervisory convergence >Reference | ESMA71-102-173:ESMA Q&As- list of questions currently under development |
| European Union | EBA | 10-Jul-20 | News | EBA updates list of correlated currencies |
| European Union | EBA | 10-Jul-20 | Press Releases | EBA updates list of correlated currencies |
| United States | CFTC | 10-Jul-20 | Federal Register Proposed Rules | 85 FR 41463 |
| United States | CFTC | 10-Jul-20 | Federal Register Final Rules | 85 FR 41346 |
| United States | CFTC | 10-Jul-20 | Federal Register Final Rules | 85 FR 41346 |
| Germany | BaFin | 10-Jul-20 | Format | Stellungnahme GDV |
| Germany | BaFin | 10-Jul-20 | Format | Stellungnahme GDV - Anlage 1 |
| Germany | BaFin | 10-Jul-20 | Format | Stellungnahme GDV - Anlage 2 |
| Germany | BaFin | 10-Jul-20 | Format | Stellungnahme GDV - Anlage 3 |
| Germany | BaFin | 10-Jul-20 | Format | Stellungnahme PKV |
| Germany | BaFin | 10-Jul-20 | Format | Stellungnahme aba |
| Germany | BaFin | 10-Jul-20 | Format | Stellungnahme Swiss Re |
| Germany | BaFin | 10-Jul-20 | Format | Stellungnahme Universität Hamburg |
| United Kingdom | FCA | 10-Jul-20 | Warnings | WITAN INVESTMENT TRUST PLC (clone of FCA authorised firm) |
| European Union | ESMA | 10-Jul-20 | MiFID - Secondary Markets | ESMA updates its opinion on ancillary activity calculations |
| Hong Kong | HKMA | 10-Jul-20 | Press Release | Progress in the handling of banking complaints by HKMA |
| Germany | BaFin | 10-Jul-20 | Format | EBA erläutert Leitlinien zu allgemeinen Zahlungsmoratorien |
| European Union | ESMA | 10-Jul-20 | MiFID - Secondary Markets | ESMA updates its opinion on ancillary activity calculations |
| Hong Kong | HKMA | 10-Jul-20 | Press Release | Progress in the handling of banking complaints by HKMA |
| Germany | BaFin | 10-Jul-20 | Format | EBA erläutert Leitlinien zu allgemeinen Zahlungsmoratorien |
| Germany | BaFin | 10-Jul-20 | Format | EBA: Abwicklungsbehörden sollen weiterhin auf höhere Abwicklungsfähigkeit hinwirken |
| United Kingdom | FCA | 10-Jul-20 | Mortgage lenders and intermediaries News stories | Call for mortgage intermediaries willing to help mortgage prisoners |
| United Kingdom | FCA | 10-Jul-20 | Warnings | Bond Compare UK |
| United Kingdom | FCA | 10-Jul-20 | Statements | Annual Report and Accounts 2019/20 and Annual Public Meeting |
| European Union | ESMA | 10-Jul-20 | Press Releases, Securitisation | ESMA publishes Guidelines on Securitisation Repository Data Completeness and Consistency Thresholds |
| European Union | ESMA | 10-Jul-20 | >Final Report | ESMA33-128-1217:Guidelines on securitisation repository data completeness and consistency thresholds |
| European Union | EBA | 10-Jul-20 | News | EBA publishes phase 2 of its technical package on reporting framework 2.10 |
| European Union | EBA | 10-Jul-20 | News | EBA publishes phase 2 of its technical package on reporting framework 2.10 |
| Switzerland | FC | 10-Jul-20 | Board of the Swiss Federal Institutes of Technology | 13 new professors appointed at ETH Zurich and EPFL |
Finreg-E Regulatory Coverage
Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.
Finreg-E Regulatory Coverage
| Region | Regulators |
|---|---|
| Argentina | ASC |
| Australia | APRA, ASIC |
| Austria | FMA |
| Bahamas | SCB |
| Belgium | FSMA |
| Brazil | CVM, CMN |
| Canada | OFSI |
| Cayman Islands | CIMA |
| Chile | SBIF |
| China | CBRC, CBIRC, PBOC |
| Denmark | DFSA |
| European Union | EBA, ECB, EIOPA, ESMA |
| Finland | FIN-FSA |
| France | ACPR, AMF |
| Germany | BAFIN |
| Global | BIS, FSB, FATF, IADI, IOSCO, IASB |
| Hong Kong | HKMA, SFC |
| India | SEBI, MCA |
| Indonesia | OJK |
| Ireland | CBI |
| Italy | CONSOB |
| Japan | JFSA |
| Korea | FSC, FSS |
| Luxembourg | CSSF |
| Malaysia | BNM, SC |
| Mexico | CNBV |
| Netherlands | AFM |
| Norway | FINANSTILSYNET |
| Poland | PFSA, PFOC |
| Portugal | CMNV, BDP |
| Romania | ASF |
| Singapore | MAS, PDPC |
| Spain | CNMV |
| Sweden | SFSA |
| Switzerland | FINMA |
| Taiwan | FSC, SITCA |
| Thailand | SEC |
| UK | BOE, FCA, PRA, ICO |
| US | CFTC, DOJ, DOL, FED, FINRA, OCC, SEC |
| Vietnam | SEC |
Finreg-E Weekly Regulatory News Alerts
Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.
Finreg-E: Latest Blogs
Call for Input to Regulators – The Benefits Of Building A Common Regulatory Change Publications Structure Across Regulatory Bodies
Building a common shared regulatory data ontology and machine-readable regulation in financial...
Finreg-E Weekly Reg-Roundup – Financial Regulation Made Easy!
Last week ESMA updated its Q&As on the following topics: 1. MiFID II investor protection...
Update on Finreg-E’s Data-driven Covid-19 Lockdown Predictions – UK Lockdown to last until June!
We received very positive feedback on our initial analysis of Covid-19 spread in the UK and the...
Finreg-E’s Data-driven Lockdown Prediction – UK Lockdown will Last Until 28th May!
We decided to pause our data analytics on regulatory publications this weekend and looked at...
Case Study: Finreg-E delivers 60% reduction in costs and 100% reduction in risks at a UK Bank
Overview Our client, the Chief Compliance Officer of a mid-tiered UK retail and investment bank...
The power of automating regulatory compliance
In this blog series we explore how driving automation in regulatory compliance can reap...
How can we help you?
We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.