Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©
Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©
AI driven regulatory compliance and change management to make Financial Regulation Easy©
Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.
Introducing Finreg-E Automated Regulatory Compliance and Change Management
Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.
Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.
Finreg-E client trials have proven Finreg-E:
- Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
- Generates applicable regulatory rules libraries over 80% quicker than manual effort
- Reduces time and costs by over 90% in identification and compliance with changing regulatory rule requirements versus a manual processes
Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.
Benefits from Finreg-E’s automation
Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:
Speed
Boost your speed and responsiveness to regulatory change
Analysis
Implement a data driven approach to identifying compliance impacts and accountability
Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements
Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks
Avoid mistakes
Reduce errors and duplication in regulatory change capture and management
Understand everything
Gain visibility of your entire regulatory compliance and change landscape
Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app
Get compliance right
Report more accurate information to internal and external supervisory boards and authorities
The result is increased productivity, improved quality, reduced costs and better outcomes.
Benefits from Finreg-E’s automation
Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:
Speed
Boost your speed and responsiveness to regulatory change
Analysis
Implement a data driven approach to identifying compliance impacts and accountability
Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements
Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks
Avoid mistakes
Reduce errors and duplication in regulatory change capture and management
Understand everything
Gain visibility of your entire regulatory compliance and change landscape
Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app
Get compliance right
Report more accurate information to internal and external supervisory boards and authorities
The result is increased productivity, improved quality, reduced costs and better outcomes.
Finreg-E Automated Solutions
Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.
Finreg-E’s automated solutions offer:
Machine learning algorithms to track and capture regulatory developments across global regulators in real time
Regulatory content delivered in original and translated languages in real time
Digital and machine readable regulatory rule libraries across common themes and topics
Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence
Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance
Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements
Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives
Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape
Get in touch today to find out how we can help streamline your compliance strategy.
Latest Regulatory Alerts
| Country | Regulator | Publish Date | Type | Title |
|---|---|---|---|---|
| United Kingdom | BOE | 30-May-20 | Events | Macro-finance workshop 2020 |
| United Kingdom | BOE | 30-May-20 | Events | Macro-finance workshop 2020 |
| Germany | BaFin | 29-May-20 | FormatMeldung | IOSCO fordert Emittenten zur Offenlegung von Folgen der COVID 19-Pandemie auf |
| United Kingdom | FCA | 29-May-20 | Warnings | Canary Claims (clone of FCA authorised firm) |
| United Kingdom | FCA | 29-May-20 | Warnings | ETX Capital (clone of FCA authorised firm) |
| United Kingdom | FCA | 29-May-20 | Warnings | Invicta Financial Services (clone of FCA authorised firm) |
| United Kingdom | FCA | 29-May-20 | Warnings | United Bonds |
| United Kingdom | FCA | 29-May-20 | Warnings | Bond Office |
| United Kingdom | FCA | 29-May-20 | Policy and guidance Guidance consultations | Coronavirus and safeguarding customers funds: proposed guidance for payment firms |
| United Kingdom | BOE | 29-May-20 | Publication | Global financial cycles since 1880 |
| United Kingdom | BOE | 29-May-20 | Publication | Macroprudential policy, mortgage cycles and distributional effects: Evidence from the UK |
| European Union | ESMA | 29-May-20 | Brexit,Supervisory convergence | ESMAs Supervisory Coordination network concludes its work |
| European Union | EIOPA | 29-May-20 | Risk-free rate | Symmetric adjustment equity capital charge | EIOPA publishes bi-weekly information for Relevant Risk Free Interest Rate Term Structures and Symmetric Adjustment to Equity Risk with reference to 26 May 2020 |
| United Kingdom | BOE | 29-May-20 | Publication | Fees regime for financial market infrastructure supervision 2020/21 and other related policy changes |
| European Union | EBA | 29-May-20 | News | EBA consults on draft amended technical standards on own funds and eligible liabilities |
| European Union | EBA | 29-May-20 | News | EBA sees considerable achievements in supervisory convergence and good level of engagement in supervisory colleges across the EU |
| European Union | EBA | 29-May-20 | Press Releases | EBA sees considerable achievements in supervisory convergence and good level of engagement in supervisory colleges across the EU |
| European Union | EBA | 29-May-20 | News | EBA consults on draft amended technical standards on own funds and eligible liabilities |
| Hong Kong | HKMA | 29-May-20 | Press Release | Exchange Fund Abridged Balance Sheet and Currency Board Account |
| Hong Kong | HKMA | 29-May-20 | Press Release | International Reserves and Foreign Currency Liquidity |
| Hong Kong | HKMA | 29-May-20 | Press Release | Residential Mortgage Survey Results for April 2020 |
| Hong Kong | HKMA | 29-May-20 | Press Release | Monetary Statistics for April 2020 |
| Hong Kong | HKMA | 29-May-20 | Press Release | HKMC Annual Report 2019 |
| Hong Kong | HKMA | 29-May-20 | Press Release | Enhancement Measures to 80% and 90% Guarantee Products under SME Financing Guarantee Scheme |
| Hong Kong | HKMA | 29-May-20 | Press Release | Monetary Statistics for April 2020 |
| Hong Kong | HKMA | 29-May-20 | Press Release | HKMC Annual Report 2019 |
| Hong Kong | HKMA | 29-May-20 | Press Release | Enhancement Measures to 80% and 90% Guarantee Products under SME Financing Guarantee Scheme |
| Singapore | MAS | 29-May-20 | Media Releases | Re-appointments to the MAS Board of Directors |
| United Kingdom | FCA | 29-May-20 | About us Corporate documents | Mutual societies registration function: 2019-20 |
| United Kingdom | BOE | 29-May-20 | Statistics | Capital Issuance - April 2020 |
| United Kingdom | BOE | 29-May-20 | Prudential Regulation | Q&A on Capital Requirements Regulation (CRR) requirements for property valuations |
| European Union | ESMA | 29-May-20 | Summary of Conclusions Board of Supervisors conference call - 29 April 2020 | |
| European Union | ESMA | 29-May-20 | Summary of Conclusions Board of Supervisors conference call - 5 May 2020 | |
| European Union | ESMA | 29-May-20 | ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics | |
| European Union | ESMA | 29-May-20 | MiFID - Secondary Markets,MiFID II: Transparency Calculations and DVC,Press Releases | ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics |
| European Union | ESMA | 29-May-20 | Board of Supervisors > Summary of Conclusions | ESMA22-106-2358: Summary of Conclusions Board of Supervisors conference call- 29 April 2020 |
| European Union | ESMA | 29-May-20 | Board of Supervisors > Summary of Conclusions | ESMA22-106-2386: Summary of Conclusions Board of Supervisors conference call- 5 May 2020 |
| European Union | ESMA | 29-May-20 | MiFID - Secondary Markets > Q&A | ESMA70-872942901-38: Q&A on MiFID II and MiFIR market structures topics |
| European Union | ESMA | 29-May-20 | MiFID - Secondary Markets,MiFID II: Transparency Calculations and DVC,Press Releases | ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics |
| European Union | ESMA | 29-May-20 | Board of Supervisors > Summary of Conclusions | ESMA22-106-2358: Summary of Conclusions Board of Supervisors conference call- 29 April 2020 |
| European Union | ESMA | 29-May-20 | Board of Supervisors > Summary of Conclusions | ESMA22-106-2386: Summary of Conclusions Board of Supervisors conference call- 5 May 2020 |
| European Union | ESMA | 29-May-20 | MiFID - Secondary Markets > Q&A | ESMA70-872942901-38: Q&A on MiFID II and MiFIR market structures topics |
| European Union | ESMA | 29-May-20 | MiFID - Secondary Markets > Q&A | ESMA70-872942901-35: Q&A on MiFID II and MiFIR transparency topics |
| European Union | EBA | 29-May-20 | Press Releases | EBA seeks to future proof loan origination standards taking into consideration significant transition periods to facilitate implementation |
| European Union | ESMA | 29-May-20 | Hearings > Benchmarks | Hearing on draft Regulatory Technical Standards (RTS) under the Benchmarks Regulation (BMR) |
| European Union | EBA | 29-May-20 | Consultation | Draft Guidelines under Articles 17 and 18(4) of Directive (EU) 2015/849 on customer due diligence and ML/TF risk factors (JC 2019 87) (JC 2019 87) |
| Global | BIS | 28-May-20 | Central bank speech | Ignazio Visco: Overview of economic and financial developments in Italy |
| Global | BIS | 28-May-20 | Central bank speech | Frank Elderson: A green light to lead us on the path of economic recovery |
| Global | BIS | 28-May-20 | Central bank speech | Elvira Nabiullina: Review of recent inflation developments in Russia and economic outlook |
| European Union | EBA | 28-May-20 | News | EBA seeks to future proof loan origination standards taking into consideration significant transition periods to facilitate implementation |
Finreg-E Regulatory Coverage
Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.
Finreg-E Regulatory Coverage
| Region | Regulators |
|---|---|
| Argentina | ASC |
| Australia | APRA, ASIC |
| Austria | FMA |
| Bahamas | SCB |
| Belgium | FSMA |
| Brazil | CVM, CMN |
| Canada | OFSI |
| Cayman Islands | CIMA |
| Chile | SBIF |
| China | CBRC, CBIRC, PBOC |
| Denmark | DFSA |
| European Union | EBA, ECB, EIOPA, ESMA |
| Finland | FIN-FSA |
| France | ACPR, AMF |
| Germany | BAFIN |
| Global | BIS, FSB, FATF, IADI, IOSCO, IASB |
| Hong Kong | HKMA, SFC |
| India | SEBI, MCA |
| Indonesia | OJK |
| Ireland | CBI |
| Italy | CONSOB |
| Japan | JFSA |
| Korea | FSC, FSS |
| Luxembourg | CSSF |
| Malaysia | BNM, SC |
| Mexico | CNBV |
| Netherlands | AFM |
| Norway | FINANSTILSYNET |
| Poland | PFSA, PFOC |
| Portugal | CMNV, BDP |
| Romania | ASF |
| Singapore | MAS, PDPC |
| Spain | CNMV |
| Sweden | SFSA |
| Switzerland | FINMA |
| Taiwan | FSC, SITCA |
| Thailand | SEC |
| UK | BOE, FCA, PRA, ICO |
| US | CFTC, DOJ, DOL, FED, FINRA, OCC, SEC |
| Vietnam | SEC |
Finreg-E Weekly Regulatory News Alerts
Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.
Finreg-E: Latest Blogs
Update on Finreg-E’s Data-driven Covid-19 Lockdown Predictions – UK Lockdown to last until June!
We received very positive feedback on our initial analysis of Covid-19 spread in the UK and the...
Finreg-E’s Data-driven Lockdown Prediction – UK Lockdown will Last Until 28th May!
We decided to pause our data analytics on regulatory publications this weekend and looked at...
Case Study: Finreg-E delivers 60% reduction in costs and 100% reduction in risks at a UK Bank
Overview Our client, the Chief Compliance Officer of a mid-tiered UK retail and investment bank...
How can we help you?
We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.