Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©

Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©

AI driven regulatory compliance and change management to make Financial Regulation Easy©

Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.

Introducing Finreg-E Automated Regulatory Compliance and Change Management

Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.

Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.

Finreg-E client trials have proven Finreg-E:

  • Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
  • Generates applicable regulatory rules libraries over 80% quicker than manual effort
  • Reduces time and costs by over 90%  in identification and compliance with changing regulatory rule requirements versus a manual processes

Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Finreg-E Automated Solutions

Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.

Finreg-E’s automated solutions offer:

Machine learning algorithms to track and capture regulatory developments across global regulators in real time

Regulatory content delivered in original and translated languages in real time

Digital and machine readable regulatory rule libraries across common themes and topics

Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence

Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance

Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements

Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives

Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape

Get in touch today to find out how we can help streamline your compliance strategy.

Latest Regulatory Alerts

CountryRegulatorPublish DateTypeTitle
European UnionEBA08/08/2019OpinionEBA publishes the first of three opinions on the implementation of the Deposit Guarantee Schemes Directive
SingaporeMAS08/08/2019Final RuleForm 22A - Notice of Commencement of Business as a Registered Fund Management Company Licensing, Authorisation and Registration
SingaporeMAS08/08/2019Final RuleForm 1A - Application for a Capital Markets Services Licence for Fund Management Company Licensing, Authorisation and Registration
SingaporeMAS08/08/2019Final RuleForm 23A - Notice of Change of Particulars for a Registered Fund Management Company or a Venture Capital Fund Manager Notifications Representative-related
SingaporeMAS08/08/2019Final RuleForm 11 - Appointment of Chief Executive Officer or Director / Change of Directors Nature of Appointment from Non-Executive to Executive (For Licensed Fund Management Companies) Licensing, Authorisation and Registration Key Appointments Fit and Proper Criteria
United KingdomFCA08/08/2019EnforcementFirst Supervisory Notice 2019: SVS Securities Plc
SingaporeMAS07/08/2019FintechMAS Launches Sandbox Express for Faster Market Testing of Innovative Financial Services
United KingdomICO07/08/2019Final RuleProtecting children online: update on progress of ICO code
United KingdomBOE07/08/2019GuidelinesGuidelines for completing regulatory reports
United KingdomBOE07/08/2019Final RuleRegulatory reporting: EBA Taxonomy 2.9
European UnionEIOPA07/08/2019OtherESAs respond to the European Commission on the exclusion of performance scenarios options from PRIIPs consumer testing exercise
SingaporeMAS07/08/2019Final RuleNotice 651 Liquidity Coverage Ratio Disclosure Liquidity Risk
SingaporeMAS07/08/2019Final RuleNotice 653 Net Stable Funding Ratio Disclosure Liquidity Risk
SingaporeMAS07/08/2019Final RuleNotice 652 Net Stable Funding Ratio Liquidity Risk
SingaporeMAS07/08/2019Final RuleNotice 649 Minimum Liquid Assets and Liquidity Coverage Ratio Liquidity Risk
European UnionESMA07/08/2019Final RuleMIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA
SingaporeMAS06/08/2019Final RuleNotice 132 Cyber Hygiene Technology Risk
SingaporeMAS06/08/2019Final RuleNotice 1119 Cyber Hygiene Technology Risk
SingaporeMAS06/08/2019Final RuleNotice 655 Cyber Hygiene Technology Risk
SingaporeMAS06/08/2019Final RuleNotice CMG-N03 Cyber Hygiene Technology Risk
SingaporeMAS06/08/2019Final RuleNotice TCA N06 Cyber Hygiene Technology Risk
SingaporeMAS06/08/2019Final RuleNotice PSOA-N06 Cyber Hygiene Technology Risk
SingaporeMAS06/08/2019Final RuleNotice 1118 Cyber Hygiene Technology Risk
SingaporeMAS06/08/2019Final RuleNotice 834 Cyber Hygiene Technology Risk
SingaporeMAS06/08/2019Final RuleNotice 655A Cyber Hygiene Technology Risk
SingaporeMAS06/08/2019Final RuleNotice 507 Cyber Hygiene Technology Risk
European UnionESMA06/08/2019Call for InputESMA calls for data experts to join industry advisory group
United StatesCFTC06/08/2019Final Rule84 FR 38115
SingaporeMAS06/08/2019Final RuleMAS Issues New Rules to Strengthen Cyber Resilience of Financial Industry Risk Management
SingaporeMAS06/08/2019Final RuleNotice FAA-N21 Cyber Hygiene Technology Risk
ChinaPBoC06/08/2019StatementStatement of the People’s Bank of China on US Treasury Department Designating China as a Currency M...
European UnionEBA06/08/2019OtherEBA publishes feedback on a review of the use, usefulness and implementation of the Single Rulebook Q&A
United KingdomFCA06/08/2019OtherNumber of skilled persons reports commissioned in Q1 2019/20
European UnionEBA05/08/2019OtherEBA advises the European Commission on the implementation of the final Basel III framework
United KingdomFCA05/08/2019OtherSenior Managers and Certification Regime Banking Stocktake Report
United KingdomFCA05/08/2019EnforcementSVS Securities PLC Enters Administration
United KingdomICO05/08/2019OtherFully automated decision making AI systems (blogger post)
SingaporeMAS05/08/2019Proposed RuleConsultation Paper on Requirements on Controls Against Market Abuse Market Conduct Risk General Provisions
SingaporeMAS05/08/2019Final RuleMAS-SGX Trade Surveillance Practice Guide Market Conduct Risk General Provisions
SingaporeMAS05/08/2019Proposed RuleConsultation Paper on Requirements on Controls Against Market Abuse Market Conduct Risk General Provisions

Finreg-E Regulatory Coverage

Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.

Finreg-E Regulatory Coverage
RegionRegulators
ArgentinaASC
AustraliaAPRA, ASIC
AustriaFMA
BahamasSCB
BelgiumFSMA
BrazilCVM, CMN
Canada
OFSI
Cayman IslandsCIMA
ChileSBIF
ChinaCBRC, CBIRC, PBOC
DenmarkDFSA
European UnionEBA, ECB, EIOPA, ESMA
FinlandFIN-FSA
FranceACPR, AMF
GermanyBAFIN
GlobalBIS, FSB, FATF, IADI, IOSCO, IASB
Hong KongHKMA, SFC
IndiaSEBI, MCA
IndonesiaOJK
IrelandCBI
ItalyCONSOB
JapanJFSA
KoreaFSC, FSS
LuxembourgCSSF
MalaysiaBNM, SC
Mexico
CNBV
NetherlandsAFM
NorwayFINANSTILSYNET
PolandPFSA, PFOC
PortugalCMNV, BDP
RomaniaASF
SingaporeMAS, PDPC
SpainCNMV
SwedenSFSA
SwitzerlandFINMA
TaiwanFSC, SITCA
ThailandSEC
UKBOE, FCA, PRA, ICO
USCFTC, DOJ, DOL, FED, FINRA, OCC, SEC
VietnamSEC

Finreg-E Weekly Regulatory News Alerts

Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.

Finreg-E: Latest Blogs

How can we help you?

We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.