Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©

Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©

AI driven regulatory compliance and change management to make Financial Regulation Easy©

Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.

Introducing Finreg-E Automated Regulatory Compliance and Change Management

Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.

Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.

Finreg-E client trials have proven Finreg-E:

  • Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
  • Generates applicable regulatory rules libraries over 80% quicker than manual effort
  • Reduces time and costs by over 90%  in identification and compliance with changing regulatory rule requirements versus a manual processes

Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Finreg-E Automated Solutions

Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.

Finreg-E’s automated solutions offer:

Machine learning algorithms to track and capture regulatory developments across global regulators in real time

Regulatory content delivered in original and translated languages in real time

Digital and machine readable regulatory rule libraries across common themes and topics

Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence

Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance

Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements

Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives

Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape

Get in touch today to find out how we can help streamline your compliance strategy.

Latest Regulatory Alerts

Country Regulator Publish Date Type Title 
United KingdomFCA03-Jul-20Press ReleasesFCA announces proposals to further support motor finance and high cost credit customers
United KingdomFCA03-Jul-20Policy and guidance Guidance consultationsMotor finance agreements and coronavirus: updated temporary guidance for firms
United KingdomFCA03-Jul-20DataShort positions disclosed to us
United KingdomFCA03-Jul-20Corporate documentsBusiness interruption insurance test case: Ruling from the Case Management Conference on 16 June
United KingdomFCA03-Jul-20Corporate documentsBusiness interruption insurance test case: Amended Defence of Royal & Sun Alliance Insurance Plc
United KingdomFCA03-Jul-20Corporate documentsBusiness interruption insurance test case: amended Particulars of Claim
United KingdomFCA03-Jul-20Corporate documentsBusiness interruption insurance test case: FCA’s Reply to all the Defendants’ Defences
United KingdomFCA03-Jul-20News storiesPolicy development update
European UnionEIOPA03-Jul-20Risk-free rate | Solvency IIMonthly technical information for Solvency II Relevant Risk Free Interest Rate Term Structures – end-June 2020
United KingdomFCA03-Jul-20Press ReleasesFCA publishes Decision Notice against former Worldspreads CEO for market misconduct
United KingdomBOE03-Jul-20PublicationUnderstanding pay gaps
United KingdomBOE03-Jul-20PublicationModelling fire sale contagion across banks and non-banks
SwitzerlandFC03-Jul-20AGROSCOPEAgroscope Publishes Study on Environmental Impacts of Drinking-Water Initiative
United KingdomBOE03-Jul-20PublicationModelling fire sale contagion across banks and non-banks
SwitzerlandFC03-Jul-20AGROSCOPEAgroscope Publishes Study on Environmental Impacts of Drinking-Water Initiative
SingaporeMAS03-Jul-20Media ReleasesInvestigation into Citadelle and Senjo Following Review of Developments Relating to Wirecard
European UnionEIOPA03-Jul-20NewsInnovation for the benefit of consumers: Opening remarks by Gabriel Bernardino at the European Forum for Innovation Facilitators (EFIF)
European UnionEIOPA03-Jul-20FinTech | Gabriel BernardinoFinancial innovation for the benefit of consumers
European UnionEIOPA03-Jul-20Symmetric adjustment equity capital chargeMonthly update of the symmetric adjustment of the equity capital charge for Solvency II – end June 2020
European UnionEIOPA03-Jul-20FinTechInnovation for the benefit of consumers: Opening remarks by Gabriel Bernardino at the European Forum for Innovation Facilitators (EFIF)
United KingdomFCA03-Jul-20WarningsActive Capital Asset Managers (Clone of an EEA authorised firm)
United KingdomFCA03-Jul-20Decision noticesDecision Notice 2020: Conor Martin Foley
United KingdomBOE03-Jul-20Bank OvergroundWhy are more borrowers choosing long-term fixed-rate mortgage products?
European UnionESMA03-Jul-20ESMA newsletterESMA Newsletter - Nº15
GermanyBaFin03-Jul-20FormatIssue 1 | 2020 of BaFinPerspectives on cyber security now available in English
GermanyBaFin03-Jul-20FormatBaFinPerspectives Issue 1 | 2020
European UnionESMA03-Jul-20RSSAnnual list of 2019 contractors
European UnionESMA03-Jul-20Procurement >ReferenceESMA63- 53-4584:Annual list of 2019 contractors
GlobalBIS03-Jul-20BIS Working Papers > No 870International spillovers of forward guidance shocks
European UnionESMA03-Jul-20Procurement >ReferenceESMA63- 53-4584:Annual list of 2019 contractors
GlobalBIS03-Jul-20BIS Working Papers > No 870International spillovers of forward guidance shocks
United KingdomFCA03-Jul-20Policy and guidance Guidance consultationsHigh-cost short-term credit agreements and coronavirus: updated temporary guidance for firms
United KingdomFCA03-Jul-20Guidance consultationsRent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: draft updated temporary guidance for firms
United KingdomFCA03-Jul-20Guidance consultationsHigh-cost short-term credit and coronavirus: updated temporary guidance for firms
United KingdomFCA03-Jul-20Guidance consultationsCoronavirus (Covid-19) motor finance and high cost credit (No 2) instrument
United KingdomFCA03-Jul-20Guidance consultationsMotor finance agreements and coronavirus: updated temporary guidance for firms
United KingdomBOE03-Jul-20StatisticsUK International Reserves - June 2020
European UnionESMA03-Jul-20Consultations > Post Trading, Supervisory convergence, Trade RepositoriesTechnical standards on reporting, data quality, data access and registration of Trade Repositories under EMIR REFIT
European UnionEBA03-Jul-20Public hearingPublic hearing on the CP on draft RTS on NMRF – SSRM
United KingdomFCA02-Jul-20DataShort positions disclosed to us
European UnionESMA02-Jul-20RSSPublic hearing on ESG disclosures CP 2 July 2020 - Slides
European UnionESMA02-Jul-20Joint Committee, Sustainable finance >ReferenceSG34-45-937 slides:Public hearing on ESG disclosures CP 2 July 2020- Slides
SwitzerlandFC02-Jul-20Swiss Agency for Therapeutic ProductsSwissmedic extends the use of remdesivir
United KingdomFCA02-Jul-20WarningsUK Secure Bonds UK
United KingdomBOE02-Jul-20PublicationBank of England Weekly Report 1 July 2020
European UnionECB02-Jul-20Payments & marketsECB welcomes initiative to launch new European payment solution
Hong KongSFC02-Jul-20Corporate newsSFC publishes review of SEHK’s performance in regulating listing matters
Hong KongSFC02-Jul-20NewsSFC publishes review of SEHK’s performance in regulating listing matters
United KingdomFCA02-Jul-20Policy statementsPS20/7: FCA regulated fees and levies 2020/21
United KingdomFCA02-Jul-20Policy statementsPS20/7: FCA regulated fees and levies 2020/21: Including feedback on CP20/06 and ‘made rules’
Hong KongSFC02-Jul-20NewsSFC commences false trading prosecution against retail investor
SwitzerlandFC02-Jul-20Federal Laboratory for Materials Testing and ResearchThe lightest shielding material in the world
United KingdomICO02-Jul-20StatementStatement on the publication of ICO guidance to businesses collecting personal data for contact tracing
GermanyBaFin02-Jul-20Format > Unerlaubte GeschäfteCHP Holdings Ltd./ Plattform bithandel: BaFin untersagt den unerlaubt erbrachten Eigenhandel
GermanyBaFin02-Jul-20Format > Unerlaubte GeschäfteSoleil Rouge Inc./Plattform grandefex: BaFin untersagt das unerlaubt betriebene Einlagengeschäft und ordnet die Abwicklung an
European UnionEIOPA02-Jul-20OversightStart of the Balance Sheet Review of the Romanian insurance sector in the second half of 2020
GlobalBIS02-Jul-20BIS RSSSound management of risks related to money laundering and financing of terrorism: revisions to supervisory cooperation
GlobalBIS02-Jul-20BIS Statistical ReleaseUS dollar exchange rates

Finreg-E Regulatory Coverage

Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.

Finreg-E Regulatory Coverage
RegionRegulators
ArgentinaASC
AustraliaAPRA, ASIC
AustriaFMA
BahamasSCB
BelgiumFSMA
BrazilCVM, CMN
Canada
OFSI
Cayman IslandsCIMA
ChileSBIF
ChinaCBRC, CBIRC, PBOC
DenmarkDFSA
European UnionEBA, ECB, EIOPA, ESMA
FinlandFIN-FSA
FranceACPR, AMF
GermanyBAFIN
GlobalBIS, FSB, FATF, IADI, IOSCO, IASB
Hong KongHKMA, SFC
IndiaSEBI, MCA
IndonesiaOJK
IrelandCBI
ItalyCONSOB
JapanJFSA
KoreaFSC, FSS
LuxembourgCSSF
MalaysiaBNM, SC
Mexico
CNBV
NetherlandsAFM
NorwayFINANSTILSYNET
PolandPFSA, PFOC
PortugalCMNV, BDP
RomaniaASF
SingaporeMAS, PDPC
SpainCNMV
SwedenSFSA
SwitzerlandFINMA
TaiwanFSC, SITCA
ThailandSEC
UKBOE, FCA, PRA, ICO
USCFTC, DOJ, DOL, FED, FINRA, OCC, SEC
VietnamSEC

Finreg-E Weekly Regulatory News Alerts

Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.

Finreg-E: Latest Blogs

How can we help you?

We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.

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