Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©

Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©

AI driven regulatory compliance and change management to make Financial Regulation Easy©

Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.

Introducing Finreg-E Automated Regulatory Compliance and Change Management

Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.

Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.

Finreg-E client trials have proven Finreg-E:

  • Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
  • Generates applicable regulatory rules libraries over 80% quicker than manual effort
  • Reduces time and costs by over 90%  in identification and compliance with changing regulatory rule requirements versus a manual processes

Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Finreg-E Automated Solutions

Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.

Finreg-E’s automated solutions offer:

Machine learning algorithms to track and capture regulatory developments across global regulators in real time

Regulatory content delivered in original and translated languages in real time

Digital and machine readable regulatory rule libraries across common themes and topics

Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence

Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance

Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements

Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives

Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape

Get in touch today to find out how we can help streamline your compliance strategy.

Latest Regulatory Alerts

Country Regulator Publish Date Type Title 
United KingdomFCA10-Jul-20WarningsCompare Bond / compare-bond
United KingdomFCA10-Jul-20StatementsAlert for firms using Digicert SSL certificates
United KingdomFCA10-Jul-20DataShort positions disclosed to us
United StatesCFTC10-Jul-20Enforcement Press Releases
United StatesCFTC10-Jul-20General Press Releases
GermanyBaFin10-Jul-20FormatEBA: Abwicklungsbehörden sollen weiterhin auf höhere Abwicklungsfähigkeit hinwirken
GermanyBaFin10-Jul-20FormatESMA erläutert Verbot externer Unterstützung von Geldmarktfonds
GlobalBIS10-Jul-20BIS RSSBig Data Solutions Architect
GlobalBIS10-Jul-20BIS RSSData and Analytics Engineers
European UnionECB10-Jul-20International and European co-operationCommunique on Bulgaria
European UnionECB10-Jul-20International and European co-operationCommunique on Croatia
European UnionECB10-Jul-20International and European co-operationCommunique on Bulgaria
European UnionECB10-Jul-20International and European co-operationCommunique on Croatia
United KingdomICO10-Jul-20StatementCommissioner comment on Lord’s Committee digital technology report
GlobalBIS10-Jul-20BIS RSSBanking Operations Specialists
United KingdomFCA10-Jul-20WarningsBond Select UK / selectbonds.uk
United KingdomBOE10-Jul-20PublicationDollar shortages and central bank swap lines
United KingdomBOE10-Jul-20PublicationHas monetary policy made you happier?
European UnionESMA10-Jul-20RSSESMA Q&As - list of questions currently under development
European UnionESMA10-Jul-20Supervisory convergence >ReferenceESMA71-102-173:ESMA Q&As- list of questions currently under development
European UnionEBA10-Jul-20NewsEBA updates list of correlated currencies
European UnionEBA10-Jul-20Press ReleasesEBA updates list of correlated currencies
United StatesCFTC10-Jul-20Federal Register Proposed Rules85 FR 41463
United StatesCFTC10-Jul-20Federal Register Final Rules85 FR 41346
United StatesCFTC10-Jul-20Federal Register Final Rules85 FR 41346
GermanyBaFin10-Jul-20FormatStellungnahme GDV
GermanyBaFin10-Jul-20FormatStellungnahme GDV - Anlage 1
GermanyBaFin10-Jul-20FormatStellungnahme GDV - Anlage 2
GermanyBaFin10-Jul-20FormatStellungnahme GDV - Anlage 3
GermanyBaFin10-Jul-20FormatStellungnahme PKV
GermanyBaFin10-Jul-20FormatStellungnahme aba
GermanyBaFin10-Jul-20FormatStellungnahme Swiss Re
GermanyBaFin10-Jul-20FormatStellungnahme Universität Hamburg
United KingdomFCA10-Jul-20WarningsWITAN INVESTMENT TRUST PLC (clone of FCA authorised firm)
European UnionESMA10-Jul-20MiFID - Secondary MarketsESMA updates its opinion on ancillary activity calculations
Hong KongHKMA10-Jul-20Press ReleaseProgress in the handling of banking complaints by HKMA
GermanyBaFin10-Jul-20FormatEBA erläutert Leitlinien zu allgemeinen Zahlungsmoratorien
European UnionESMA10-Jul-20MiFID - Secondary MarketsESMA updates its opinion on ancillary activity calculations
Hong KongHKMA10-Jul-20Press ReleaseProgress in the handling of banking complaints by HKMA
GermanyBaFin10-Jul-20FormatEBA erläutert Leitlinien zu allgemeinen Zahlungsmoratorien
GermanyBaFin10-Jul-20FormatEBA: Abwicklungsbehörden sollen weiterhin auf höhere Abwicklungsfähigkeit hinwirken
United KingdomFCA10-Jul-20Mortgage lenders and intermediaries News storiesCall for mortgage intermediaries willing to help mortgage prisoners
United KingdomFCA10-Jul-20WarningsBond Compare UK
United KingdomFCA10-Jul-20StatementsAnnual Report and Accounts 2019/20 and Annual Public Meeting
European UnionESMA10-Jul-20Press Releases, SecuritisationESMA publishes Guidelines on Securitisation Repository Data Completeness and Consistency Thresholds
European UnionESMA10-Jul-20>Final ReportESMA33-128-1217:Guidelines on securitisation repository data completeness and consistency thresholds
European UnionEBA10-Jul-20NewsEBA publishes phase 2 of its technical package on reporting framework 2.10
European UnionEBA10-Jul-20NewsEBA publishes phase 2 of its technical package on reporting framework 2.10
SwitzerlandFC10-Jul-20Board of the Swiss Federal Institutes of Technology13 new professors appointed at ETH Zurich and EPFL

Finreg-E Regulatory Coverage

Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.

Finreg-E Regulatory Coverage
RegionRegulators
ArgentinaASC
AustraliaAPRA, ASIC
AustriaFMA
BahamasSCB
BelgiumFSMA
BrazilCVM, CMN
Canada
OFSI
Cayman IslandsCIMA
ChileSBIF
ChinaCBRC, CBIRC, PBOC
DenmarkDFSA
European UnionEBA, ECB, EIOPA, ESMA
FinlandFIN-FSA
FranceACPR, AMF
GermanyBAFIN
GlobalBIS, FSB, FATF, IADI, IOSCO, IASB
Hong KongHKMA, SFC
IndiaSEBI, MCA
IndonesiaOJK
IrelandCBI
ItalyCONSOB
JapanJFSA
KoreaFSC, FSS
LuxembourgCSSF
MalaysiaBNM, SC
Mexico
CNBV
NetherlandsAFM
NorwayFINANSTILSYNET
PolandPFSA, PFOC
PortugalCMNV, BDP
RomaniaASF
SingaporeMAS, PDPC
SpainCNMV
SwedenSFSA
SwitzerlandFINMA
TaiwanFSC, SITCA
ThailandSEC
UKBOE, FCA, PRA, ICO
USCFTC, DOJ, DOL, FED, FINRA, OCC, SEC
VietnamSEC

Finreg-E Weekly Regulatory News Alerts

Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.

Finreg-E: Latest Blogs

How can we help you?

We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.

Read our privacy policy here: finreg-E Privacy Policy.

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