Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©

Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©

AI driven regulatory compliance and change management to make Financial Regulation Easy©

Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.

Introducing Finreg-E Automated Regulatory Compliance and Change Management

Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.

Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.

Finreg-E client trials have proven Finreg-E:

  • Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
  • Generates applicable regulatory rules libraries over 80% quicker than manual effort
  • Reduces time and costs by over 90%  in identification and compliance with changing regulatory rule requirements versus a manual processes

Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Finreg-E Automated Solutions

Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.

Finreg-E’s automated solutions offer:

Machine learning algorithms to track and capture regulatory developments across global regulators in real time

Regulatory content delivered in original and translated languages in real time

Digital and machine readable regulatory rule libraries across common themes and topics

Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence

Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance

Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements

Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives

Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape

Get in touch today to find out how we can help streamline your compliance strategy.

Latest Regulatory Alerts

Country Regulator Publish Date Type Title 
United KingdomBOE30-May-20EventsMacro-finance workshop 2020
United KingdomBOE30-May-20EventsMacro-finance workshop 2020
GermanyBaFin29-May-20FormatMeldungIOSCO fordert Emittenten zur Offenlegung von Folgen der COVID 19-Pandemie auf
United KingdomFCA29-May-20WarningsCanary Claims (clone of FCA authorised firm)
United KingdomFCA29-May-20WarningsETX Capital (clone of FCA authorised firm)
United KingdomFCA29-May-20WarningsInvicta Financial Services (clone of FCA authorised firm)
United KingdomFCA29-May-20WarningsUnited Bonds
United KingdomFCA29-May-20WarningsBond Office
United KingdomFCA29-May-20Policy and guidance Guidance consultationsCoronavirus and safeguarding customers’ funds: proposed guidance for payment firms
United KingdomBOE29-May-20PublicationGlobal financial cycles since 1880
United KingdomBOE29-May-20PublicationMacroprudential policy, mortgage cycles and distributional effects: Evidence from the UK
European UnionESMA29-May-20Brexit,Supervisory convergenceESMA’s Supervisory Coordination network concludes its work
European UnionEIOPA29-May-20Risk-free rate | Symmetric adjustment equity capital chargeEIOPA publishes bi-weekly information for Relevant Risk Free Interest Rate Term Structures and Symmetric Adjustment to Equity Risk with reference to 26 May 2020
United KingdomBOE29-May-20PublicationFees regime for financial market infrastructure supervision 2020/21 and other related policy changes
European UnionEBA29-May-20NewsEBA consults on draft amended technical standards on own funds and eligible liabilities
European UnionEBA29-May-20NewsEBA sees considerable achievements in supervisory convergence and good level of engagement in supervisory colleges across the EU
European UnionEBA29-May-20Press ReleasesEBA sees considerable achievements in supervisory convergence and good level of engagement in supervisory colleges across the EU
European UnionEBA29-May-20NewsEBA consults on draft amended technical standards on own funds and eligible liabilities
Hong KongHKMA29-May-20Press ReleaseExchange Fund Abridged Balance Sheet and Currency Board Account
Hong KongHKMA29-May-20Press ReleaseInternational Reserves and Foreign Currency Liquidity
Hong KongHKMA29-May-20Press ReleaseResidential Mortgage Survey Results for April 2020
Hong KongHKMA29-May-20Press ReleaseMonetary Statistics for April 2020
Hong KongHKMA29-May-20Press ReleaseHKMC Annual Report 2019
Hong KongHKMA29-May-20Press ReleaseEnhancement Measures to 80% and 90% Guarantee Products under SME Financing Guarantee Scheme
Hong KongHKMA29-May-20Press ReleaseMonetary Statistics for April 2020
Hong KongHKMA29-May-20Press ReleaseHKMC Annual Report 2019
Hong KongHKMA29-May-20Press ReleaseEnhancement Measures to 80% and 90% Guarantee Products under SME Financing Guarantee Scheme
SingaporeMAS29-May-20Media ReleasesRe-appointments to the MAS Board of Directors
United KingdomFCA29-May-20About us Corporate documentsMutual societies registration function: 2019-20
United KingdomBOE29-May-20StatisticsCapital Issuance - April 2020
United KingdomBOE29-May-20Prudential RegulationQ&A on Capital Requirements Regulation (CRR) requirements for property valuations
European UnionESMA29-May-20Summary of Conclusions Board of Supervisors conference call - 29 April 2020
European UnionESMA29-May-20Summary of Conclusions Board of Supervisors conference call - 5 May 2020
European UnionESMA29-May-20ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics
European UnionESMA29-May-20MiFID - Secondary Markets,MiFID II: Transparency Calculations and DVC,Press ReleasesESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics
European UnionESMA29-May-20Board of Supervisors > Summary of ConclusionsESMA22-106-2358: Summary of Conclusions Board of Supervisors conference call- 29 April 2020
European UnionESMA29-May-20Board of Supervisors > Summary of ConclusionsESMA22-106-2386: Summary of Conclusions Board of Supervisors conference call- 5 May 2020
European UnionESMA29-May-20MiFID - Secondary Markets > Q&AESMA70-872942901-38: Q&A on MiFID II and MiFIR market structures topics
European UnionESMA29-May-20MiFID - Secondary Markets,MiFID II: Transparency Calculations and DVC,Press ReleasesESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics
European UnionESMA29-May-20Board of Supervisors > Summary of ConclusionsESMA22-106-2358: Summary of Conclusions Board of Supervisors conference call- 29 April 2020
European UnionESMA29-May-20Board of Supervisors > Summary of ConclusionsESMA22-106-2386: Summary of Conclusions Board of Supervisors conference call- 5 May 2020
European UnionESMA29-May-20MiFID - Secondary Markets > Q&AESMA70-872942901-38: Q&A on MiFID II and MiFIR market structures topics
European UnionESMA29-May-20MiFID - Secondary Markets > Q&AESMA70-872942901-35: Q&A on MiFID II and MiFIR transparency topics
European UnionEBA29-May-20Press ReleasesEBA seeks to future proof loan origination standards taking into consideration significant transition periods to facilitate implementation
European UnionESMA29-May-20Hearings > BenchmarksHearing on draft Regulatory Technical Standards (RTS) under the Benchmarks Regulation (BMR)
European UnionEBA29-May-20ConsultationDraft Guidelines under Articles 17 and 18(4) of Directive (EU) 2015/849 on customer due diligence and ML/TF risk factors (JC 2019 87) (JC 2019 87)
GlobalBIS28-May-20Central bank speechIgnazio Visco: Overview of economic and financial developments in Italy
GlobalBIS28-May-20Central bank speechFrank Elderson: A green light to lead us on the path of economic recovery
GlobalBIS28-May-20Central bank speechElvira Nabiullina: Review of recent inflation developments in Russia and economic outlook
European UnionEBA28-May-20NewsEBA seeks to future proof loan origination standards taking into consideration significant transition periods to facilitate implementation

Finreg-E Regulatory Coverage

Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.

Finreg-E Regulatory Coverage
RegionRegulators
ArgentinaASC
AustraliaAPRA, ASIC
AustriaFMA
BahamasSCB
BelgiumFSMA
BrazilCVM, CMN
Canada
OFSI
Cayman IslandsCIMA
ChileSBIF
ChinaCBRC, CBIRC, PBOC
DenmarkDFSA
European UnionEBA, ECB, EIOPA, ESMA
FinlandFIN-FSA
FranceACPR, AMF
GermanyBAFIN
GlobalBIS, FSB, FATF, IADI, IOSCO, IASB
Hong KongHKMA, SFC
IndiaSEBI, MCA
IndonesiaOJK
IrelandCBI
ItalyCONSOB
JapanJFSA
KoreaFSC, FSS
LuxembourgCSSF
MalaysiaBNM, SC
Mexico
CNBV
NetherlandsAFM
NorwayFINANSTILSYNET
PolandPFSA, PFOC
PortugalCMNV, BDP
RomaniaASF
SingaporeMAS, PDPC
SpainCNMV
SwedenSFSA
SwitzerlandFINMA
TaiwanFSC, SITCA
ThailandSEC
UKBOE, FCA, PRA, ICO
USCFTC, DOJ, DOL, FED, FINRA, OCC, SEC
VietnamSEC

Finreg-E Weekly Regulatory News Alerts

Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.

Finreg-E: Latest Blogs

How can we help you?

We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.