Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©
Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©
AI driven regulatory compliance and change management to make Financial Regulation Easy©
Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.
Finreg-E is ISO 27001:2013 certified. Finreg-E is also Stage 1 and Stage 2 FSQS accredited.
Introducing Finreg-E Automated Regulatory Compliance and Change Management
Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.
Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.
Finreg-E client trials have proven Finreg-E:
- Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
- Generates applicable regulatory rules libraries over 80% quicker than manual effort
- Reduces time and costs by over 90% in identification and compliance with changing regulatory rule requirements versus a manual processes
Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.
Benefits from Finreg-E’s automation
Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:
Speed
Boost your speed and responsiveness to regulatory change
Analysis
Implement a data driven approach to identifying compliance impacts and accountability
Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements
Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks
Avoid mistakes
Reduce errors and duplication in regulatory change capture and management
Understand everything
Gain visibility of your entire regulatory compliance and change landscape
Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app
Get compliance right
Report more accurate information to internal and external supervisory boards and authorities
The result is increased productivity, improved quality, reduced costs and better outcomes.
Benefits from Finreg-E’s automation
Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:
Speed
Boost your speed and responsiveness to regulatory change
Analysis
Implement a data driven approach to identifying compliance impacts and accountability
Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements
Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks
Avoid mistakes
Reduce errors and duplication in regulatory change capture and management
Understand everything
Gain visibility of your entire regulatory compliance and change landscape
Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app
Get compliance right
Report more accurate information to internal and external supervisory boards and authorities
The result is increased productivity, improved quality, reduced costs and better outcomes.
Finreg-E Automated Solutions
Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.
Finreg-E’s automated solutions offer:
Machine learning algorithms to track and capture regulatory developments across global regulators in real time
Regulatory content delivered in original and translated languages in real time
Digital and machine readable regulatory rule libraries across common themes and topics
Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence
Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance
Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements
Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives
Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape
Get in touch today to find out how we can help streamline your compliance strategy.
Latest Regulatory Alerts
| Country | Regulator | Publish Date | Type | Title |
|---|---|---|---|---|
| Singapore | MAS | 02-Nov-20 | Parliamentary Replies | Reply to Parliamentary Questions on Flexibility to Refinance Private Properties arising Due to Medical Emergencies for Those Aged over 70 Years |
| Singapore | MAS | 02-Nov-20 | Speeches | Speech by Deputy Prime Minister, Coordinating Minister for Economic Policies and Minister for Finance, Mr Heng Swee Keat, at the SIRC 2020 Re-Mind on 2 November 2020 |
| United States | CFTC | 02-Nov-20 | Federal Register Sunshine Act Announcements | Sunshine Act Meetings: November 2, 2020 |
| Germany | BaFin | 02-Nov-20 | Format > Unerlaubte Geschäfte | Amerom/CAS Markets Ltd. has no authorisation under section 32 of the German Banking Act (Kreditwesengesetz KWG) |
| Global | BIS | 02-Nov-20 | BIS Working Papers > No 898 | What Comes Next? |
| United Kingdom | FCA | 02-Nov-20 | Warnings | Topukpropertybonds.co.uk |
| United Kingdom | FCA | 02-Nov-20 | Calls for input | Call for Input: review into change and innovation in the unsecured credit market |
| United Kingdom | FCA | 02-Nov-20 | Calls for input | Call for Input: Review into change and innovation in the unsecured credit market (the Woolard Review) |
| Hong Kong | HKMA | 02-Nov-20 | Press Release | Hong Kong Fintech Week 2020 |
| Hong Kong | HKMA | 02-Nov-20 | Press Release | Extension of Fixed-rate Mortgage Pilot Scheme for One Year |
| United Kingdom | FCA | 02-Nov-20 | Calls for input | Call for Input: Review into change and innovation in the unsecured credit market (the Woolard Review) |
| Hong Kong | HKMA | 02-Nov-20 | Press Release | Hong Kong Fintech Week 2020 |
| Hong Kong | HKMA | 02-Nov-20 | Press Release | Extension of Fixed-rate Mortgage Pilot Scheme for One Year |
| Singapore | MAS | 02-Nov-20 | Guidance - Licensing, Authorisation and Registration, Capital and Financial Resources, Margins, Financial Returns, Notifications, Declarations, Exemptions, Key Appointments, Fit and Proper Criteria | Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to MAS (for FIs conducting regulated activities under the SFA other than for fund managers and REIT managers) Licensing, Authorisation and Registration Capital and Financial Resources Margins Financial Returns Notifications Declarations Exemptions Key Appointments Fit and Proper Criteria |
| European Union | ECB | 02-Nov-20 | Statistics | Euro area bank interest rate statistics: September 2020 |
| Switzerland | FINMA | 02-Nov-20 | FATF statement, 2020, detectedSourceLanguage: en | Finreg-E Translation: FATF has updated its statements, detectedSourceLanguage: en |
| Singapore | MAS | 02-Nov-20 | Speeches | Explanatory Brief for Payment Services (Amendment) Bill |
| Global | BIS | 02-Nov-20 | Press release | BIS Innovation Hub and the Hong Kong Monetary Authority announce TechChallenge winners |
| United Kingdom | FCA | 02-Nov-20 | Statements | FCA to announce further proposals to support consumer credit borrowers impacted by coronavirus |
| Hong Kong | HKMA | 02-Nov-20 | Press Release | US Dollar Liquidity Facility Tender Notice |
| Global | BIS | 01-Nov-20 | Central bank speech | Michele Bullock: Financial stability in uncertain times |
| Germany | BaFin | 01-Nov-20 | Format > BaFin | BaFins Organisation chart |
| Germany | BaFin | 01-Nov-20 | Format > BaFin | Organigramm der BaFin |
| United Kingdom | FCA | 31-Oct-20 | Statements | FCA to announce further support for mortgage borrowers impacted by coronavirus |
| European Union | ESMA | 31-Oct-20 | Consultations > Trading | Call for Evidence on the review of transparency requirements for equity and non-equity instruments |
| European Union | EBA | 31-Oct-20 | Consultation | EBA launches consultation to revise its Guidelines on internal governance (EBA/CP/2020/20) |
| European Union | ESMA | 31-Oct-20 | Consultations > Trading | Call for Evidence on the review of transparency requirements for equity and non-equity instruments |
| European Union | EBA | 31-Oct-20 | Consultation | EBA launches consultation to revise its Guidelines on internal governance (EBA/CP/2020/20) |
| European Union | EBA | 31-Oct-20 | Consultation | EBA and ESMA launch consultation to revise joint guidelines for assessing the suitability of members of the management body and key function holders (EBA/GL/2020/19 - ESMA35-43-2464) |
| Switzerland | FC | 30-Oct-20 | General Secretariat of the Federal Department of Environment, Transport, Energy and Communications; General Secretariat DETEC | Switzerlands Candidature for a Seat on the UN Security Council 2023/24 |
| Switzerland | FC | 30-Oct-20 | General Secretariat of the Federal Department of Environment, Transport, Energy and Communications; General Secretariat DETEC | Switzerlands Candidature for a Seat on the UN Security Council 2023/24 |
| United Kingdom | FCA | 30-Oct-20 | Warnings | Live Forex Times (clone of FCA authorised firm) |
| Guernsey | GFSC | 30-Oct-20 | Financial Crime | Handbook on Countering Financial Crime and Terrorist Financing |
| Switzerland | FINMA | 30-Oct-20 | International sanction, detectedSourceLanguage: en | Finreg-E Translation: Updated sanction notification, detectedSourceLanguage: de |
| United Kingdom | FCA | 30-Oct-20 | Warnings | Integral Fund / Integral Asset Management Ltd (clone of authorised firm) |
| United Kingdom | FCA | 30-Oct-20 | Warnings | Catalysts Partners Africa Limited (clone of FCA authorised firm) |
| United Kingdom | FCA | 30-Oct-20 | Warnings | Broker Unity / Brokerunity/ Kode Tech Solutions LTD |
| United Kingdom | FCA | 30-Oct-20 | Warnings | UK Bonds Trust |
| United Kingdom | FCA | 30-Oct-20 | Warnings | The Bond Finder |
| United Kingdom | FCA | 30-Oct-20 | Warnings | Aussie Trust |
| United Kingdom | FCA | 30-Oct-20 | Warnings | Top Wealth Bonds |
| United Kingdom | FCA | 30-Oct-20 | Warnings | get.betterbondrate.co.uk |
| United Kingdom | FCA | 30-Oct-20 | Warnings | Aussie Trust |
| United Kingdom | FCA | 30-Oct-20 | Warnings | Top Wealth Bonds |
| United Kingdom | FCA | 30-Oct-20 | Warnings | get.betterbondrate.co.uk |
| European Union | ESMA | 30-Oct-20 | MiFID - Secondary Markets | ESMA makes new bond liquidity data available |
| European Union | ESMA | 30-Oct-20 | MiFID - Secondary Markets | MiFID II: ESMA publishes data for the systematic internaliser calculations for equity, equity-like instruments, bonds and other non-equity instruments |
| European Union | ECB | 30-Oct-20 | Banking Supervision - Speech | Elizabeth McCaul: The power of perception: COVID-19 and lessons in governance |
| Germany | BaFin | 30-Oct-20 | Format > Verbraucherschutz | Betrug: BaFin wirbt nicht für Zulassung oder Legitimation zum Börsenhandel |
| United Kingdom | FCA | 30-Oct-20 | Warnings | RBC Capital Markets / RBC Investor & Treasury Services / RBC Financial Group (clone of authorised firm) |
Finreg-E Regulatory Coverage
Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.
Finreg-E Regulatory Coverage
| Region | Regulators |
|---|---|
| Argentina | ASC |
| Australia | APRA, ASIC |
| Austria | FMA |
| Bahamas | SCB |
| Belgium | FSMA |
| Brazil | CVM, CMN |
| Canada | OFSI |
| Cayman Islands | CIMA |
| Chile | SBIF |
| China | CBRC, CBIRC, PBOC |
| Denmark | DFSA |
| European Union | EBA, ECB, EIOPA, ESMA |
| Finland | FIN-FSA |
| France | ACPR, AMF |
| Germany | BAFIN |
| Global | BIS, FSB, FATF, IADI, IOSCO, IASB |
| Hong Kong | HKMA, SFC |
| India | SEBI, MCA |
| Indonesia | OJK |
| Ireland | CBI |
| Italy | CONSOB |
| Japan | JFSA |
| Korea | FSC, FSS |
| Luxembourg | CSSF |
| Malaysia | BNM, SC |
| Mexico | CNBV |
| Netherlands | AFM |
| Norway | FINANSTILSYNET |
| Poland | PFSA, PFOC |
| Portugal | CMNV, BDP |
| Romania | ASF |
| Singapore | MAS, PDPC |
| Spain | CNMV |
| Sweden | SFSA |
| Switzerland | FINMA |
| Taiwan | FSC, SITCA |
| Thailand | SEC |
| UK | BOE, FCA, PRA, ICO |
| US | CFTC, DOJ, DOL, FED, FINRA, OCC, SEC |
| Vietnam | SEC |
Finreg-E Weekly Regulatory News Alerts
Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.
Finreg-E: Latest Blogs
Finreg-E Awarded Hellios FSQS Qualification
We are extremely proud that Finreg-E has successfully attained Stage 1 and Stage 2 FSQS (Financial...
Finreg-E Digital Rulebooks – An Intelligent FCA Handbook
The FCA’s 2016 Regtech call for input highlighted the desire and benefits for the industry to have...
Call for Input to Regulators – The Benefits Of Building A Common Regulatory Change Publications Structure Across Regulatory Bodies
Building a common shared regulatory data ontology and machine-readable regulation in financial...
Finreg-E Weekly Reg-Roundup – Financial Regulation Made Easy!
Last week ESMA updated its Q&As on the following topics: 1. MiFID II investor protection...
Update on Finreg-E’s Data-driven Covid-19 Lockdown Predictions – UK Lockdown to last until June!
We received very positive feedback on our initial analysis of Covid-19 spread in the UK and the...
Finreg-E’s Data-driven Lockdown Prediction – UK Lockdown will Last Until 28th May!
We decided to pause our data analytics on regulatory publications this weekend and looked at...
How can we help you?
We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.