Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©
Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©
AI driven regulatory compliance and change management to make Financial Regulation Easy©
Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.
Introducing Finreg-E Automated Regulatory Compliance and Change Management
Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.
Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.
Finreg-E client trials have proven Finreg-E:
- Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
- Generates applicable regulatory rules libraries over 80% quicker than manual effort
- Reduces time and costs by over 90% in identification and compliance with changing regulatory rule requirements versus a manual processes
Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.
Benefits from Finreg-E’s automation
Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:
Speed
Boost your speed and responsiveness to regulatory change
Analysis
Implement a data driven approach to identifying compliance impacts and accountability
Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements
Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks
Avoid mistakes
Reduce errors and duplication in regulatory change capture and management
Understand everything
Gain visibility of your entire regulatory compliance and change landscape
Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app
Get compliance right
Report more accurate information to internal and external supervisory boards and authorities
The result is increased productivity, improved quality, reduced costs and better outcomes.
Benefits from Finreg-E’s automation
Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:
Speed
Boost your speed and responsiveness to regulatory change
Analysis
Implement a data driven approach to identifying compliance impacts and accountability
Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements
Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks
Avoid mistakes
Reduce errors and duplication in regulatory change capture and management
Understand everything
Gain visibility of your entire regulatory compliance and change landscape
Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app
Get compliance right
Report more accurate information to internal and external supervisory boards and authorities
The result is increased productivity, improved quality, reduced costs and better outcomes.
Finreg-E Automated Solutions
Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.
Finreg-E’s automated solutions offer:
Machine learning algorithms to track and capture regulatory developments across global regulators in real time
Regulatory content delivered in original and translated languages in real time
Digital and machine readable regulatory rule libraries across common themes and topics
Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence
Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance
Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements
Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives
Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape
Get in touch today to find out how we can help streamline your compliance strategy.
Latest Regulatory Alerts
| Country | Regulator | Publish Date | Type | Title |
|---|---|---|---|---|
| United Kingdom | FCA | 03-Jul-20 | Press Releases | FCA announces proposals to further support motor finance and high cost credit customers |
| United Kingdom | FCA | 03-Jul-20 | Policy and guidance Guidance consultations | Motor finance agreements and coronavirus: updated temporary guidance for firms |
| United Kingdom | FCA | 03-Jul-20 | Data | Short positions disclosed to us |
| United Kingdom | FCA | 03-Jul-20 | Corporate documents | Business interruption insurance test case: Ruling from the Case Management Conference on 16 June |
| United Kingdom | FCA | 03-Jul-20 | Corporate documents | Business interruption insurance test case: Amended Defence of Royal & Sun Alliance Insurance Plc |
| United Kingdom | FCA | 03-Jul-20 | Corporate documents | Business interruption insurance test case: amended Particulars of Claim |
| United Kingdom | FCA | 03-Jul-20 | Corporate documents | Business interruption insurance test case: FCAs Reply to all the Defendants Defences |
| United Kingdom | FCA | 03-Jul-20 | News stories | Policy development update |
| European Union | EIOPA | 03-Jul-20 | Risk-free rate | Solvency II | Monthly technical information for Solvency II Relevant Risk Free Interest Rate Term Structures end-June 2020 |
| United Kingdom | FCA | 03-Jul-20 | Press Releases | FCA publishes Decision Notice against former Worldspreads CEO for market misconduct |
| United Kingdom | BOE | 03-Jul-20 | Publication | Understanding pay gaps |
| United Kingdom | BOE | 03-Jul-20 | Publication | Modelling fire sale contagion across banks and non-banks |
| Switzerland | FC | 03-Jul-20 | AGROSCOPE | Agroscope Publishes Study on Environmental Impacts of Drinking-Water Initiative |
| United Kingdom | BOE | 03-Jul-20 | Publication | Modelling fire sale contagion across banks and non-banks |
| Switzerland | FC | 03-Jul-20 | AGROSCOPE | Agroscope Publishes Study on Environmental Impacts of Drinking-Water Initiative |
| Singapore | MAS | 03-Jul-20 | Media Releases | Investigation into Citadelle and Senjo Following Review of Developments Relating to Wirecard |
| European Union | EIOPA | 03-Jul-20 | News | Innovation for the benefit of consumers: Opening remarks by Gabriel Bernardino at the European Forum for Innovation Facilitators (EFIF) |
| European Union | EIOPA | 03-Jul-20 | FinTech | Gabriel Bernardino | Financial innovation for the benefit of consumers |
| European Union | EIOPA | 03-Jul-20 | Symmetric adjustment equity capital charge | Monthly update of the symmetric adjustment of the equity capital charge for Solvency II end June 2020 |
| European Union | EIOPA | 03-Jul-20 | FinTech | Innovation for the benefit of consumers: Opening remarks by Gabriel Bernardino at the European Forum for Innovation Facilitators (EFIF) |
| United Kingdom | FCA | 03-Jul-20 | Warnings | Active Capital Asset Managers (Clone of an EEA authorised firm) |
| United Kingdom | FCA | 03-Jul-20 | Decision notices | Decision Notice 2020: Conor Martin Foley |
| United Kingdom | BOE | 03-Jul-20 | Bank Overground | Why are more borrowers choosing long-term fixed-rate mortgage products? |
| European Union | ESMA | 03-Jul-20 | ESMA newsletter | ESMA Newsletter - Nº15 |
| Germany | BaFin | 03-Jul-20 | Format | Issue 1 | 2020 of BaFinPerspectives on cyber security now available in English |
| Germany | BaFin | 03-Jul-20 | Format | BaFinPerspectives Issue 1 | 2020 |
| European Union | ESMA | 03-Jul-20 | RSS | Annual list of 2019 contractors |
| European Union | ESMA | 03-Jul-20 | Procurement >Reference | ESMA63- 53-4584:Annual list of 2019 contractors |
| Global | BIS | 03-Jul-20 | BIS Working Papers > No 870 | International spillovers of forward guidance shocks |
| European Union | ESMA | 03-Jul-20 | Procurement >Reference | ESMA63- 53-4584:Annual list of 2019 contractors |
| Global | BIS | 03-Jul-20 | BIS Working Papers > No 870 | International spillovers of forward guidance shocks |
| United Kingdom | FCA | 03-Jul-20 | Policy and guidance Guidance consultations | High-cost short-term credit agreements and coronavirus: updated temporary guidance for firms |
| United Kingdom | FCA | 03-Jul-20 | Guidance consultations | Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: draft updated temporary guidance for firms |
| United Kingdom | FCA | 03-Jul-20 | Guidance consultations | High-cost short-term credit and coronavirus: updated temporary guidance for firms |
| United Kingdom | FCA | 03-Jul-20 | Guidance consultations | Coronavirus (Covid-19) motor finance and high cost credit (No 2) instrument |
| United Kingdom | FCA | 03-Jul-20 | Guidance consultations | Motor finance agreements and coronavirus: updated temporary guidance for firms |
| United Kingdom | BOE | 03-Jul-20 | Statistics | UK International Reserves - June 2020 |
| European Union | ESMA | 03-Jul-20 | Consultations > Post Trading, Supervisory convergence, Trade Repositories | Technical standards on reporting, data quality, data access and registration of Trade Repositories under EMIR REFIT |
| European Union | EBA | 03-Jul-20 | Public hearing | Public hearing on the CP on draft RTS on NMRF SSRM |
| United Kingdom | FCA | 02-Jul-20 | Data | Short positions disclosed to us |
| European Union | ESMA | 02-Jul-20 | RSS | Public hearing on ESG disclosures CP 2 July 2020 - Slides |
| European Union | ESMA | 02-Jul-20 | Joint Committee, Sustainable finance >Reference | SG34-45-937 slides:Public hearing on ESG disclosures CP 2 July 2020- Slides |
| Switzerland | FC | 02-Jul-20 | Swiss Agency for Therapeutic Products | Swissmedic extends the use of remdesivir |
| United Kingdom | FCA | 02-Jul-20 | Warnings | UK Secure Bonds UK |
| United Kingdom | BOE | 02-Jul-20 | Publication | Bank of England Weekly Report 1 July 2020 |
| European Union | ECB | 02-Jul-20 | Payments & markets | ECB welcomes initiative to launch new European payment solution |
| Hong Kong | SFC | 02-Jul-20 | Corporate news | SFC publishes review of SEHKs performance in regulating listing matters |
| Hong Kong | SFC | 02-Jul-20 | News | SFC publishes review of SEHKs performance in regulating listing matters |
| United Kingdom | FCA | 02-Jul-20 | Policy statements | PS20/7: FCA regulated fees and levies 2020/21 |
| United Kingdom | FCA | 02-Jul-20 | Policy statements | PS20/7: FCA regulated fees and levies 2020/21: Including feedback on CP20/06 and made rules |
| Hong Kong | SFC | 02-Jul-20 | News | SFC commences false trading prosecution against retail investor |
| Switzerland | FC | 02-Jul-20 | Federal Laboratory for Materials Testing and Research | The lightest shielding material in the world |
| United Kingdom | ICO | 02-Jul-20 | Statement | Statement on the publication of ICO guidance to businesses collecting personal data for contact tracing |
| Germany | BaFin | 02-Jul-20 | Format > Unerlaubte Geschäfte | CHP Holdings Ltd./ Plattform bithandel: BaFin untersagt den unerlaubt erbrachten Eigenhandel |
| Germany | BaFin | 02-Jul-20 | Format > Unerlaubte Geschäfte | Soleil Rouge Inc./Plattform grandefex: BaFin untersagt das unerlaubt betriebene Einlagengeschäft und ordnet die Abwicklung an |
| European Union | EIOPA | 02-Jul-20 | Oversight | Start of the Balance Sheet Review of the Romanian insurance sector in the second half of 2020 |
| Global | BIS | 02-Jul-20 | BIS RSS | Sound management of risks related to money laundering and financing of terrorism: revisions to supervisory cooperation |
| Global | BIS | 02-Jul-20 | BIS Statistical Release | US dollar exchange rates |
Finreg-E Regulatory Coverage
Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.
Finreg-E Regulatory Coverage
| Region | Regulators |
|---|---|
| Argentina | ASC |
| Australia | APRA, ASIC |
| Austria | FMA |
| Bahamas | SCB |
| Belgium | FSMA |
| Brazil | CVM, CMN |
| Canada | OFSI |
| Cayman Islands | CIMA |
| Chile | SBIF |
| China | CBRC, CBIRC, PBOC |
| Denmark | DFSA |
| European Union | EBA, ECB, EIOPA, ESMA |
| Finland | FIN-FSA |
| France | ACPR, AMF |
| Germany | BAFIN |
| Global | BIS, FSB, FATF, IADI, IOSCO, IASB |
| Hong Kong | HKMA, SFC |
| India | SEBI, MCA |
| Indonesia | OJK |
| Ireland | CBI |
| Italy | CONSOB |
| Japan | JFSA |
| Korea | FSC, FSS |
| Luxembourg | CSSF |
| Malaysia | BNM, SC |
| Mexico | CNBV |
| Netherlands | AFM |
| Norway | FINANSTILSYNET |
| Poland | PFSA, PFOC |
| Portugal | CMNV, BDP |
| Romania | ASF |
| Singapore | MAS, PDPC |
| Spain | CNMV |
| Sweden | SFSA |
| Switzerland | FINMA |
| Taiwan | FSC, SITCA |
| Thailand | SEC |
| UK | BOE, FCA, PRA, ICO |
| US | CFTC, DOJ, DOL, FED, FINRA, OCC, SEC |
| Vietnam | SEC |
Finreg-E Weekly Regulatory News Alerts
Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.
Finreg-E: Latest Blogs
Call for Input to Regulators – The Benefits Of Building A Common Regulatory Change Publications Structure Across Regulatory Bodies
Building a common shared regulatory data ontology and machine-readable regulation in financial...
Finreg-E Weekly Reg-Roundup – Financial Regulation Made Easy!
Last week ESMA updated its Q&As on the following topics: 1. MiFID II investor protection...
Update on Finreg-E’s Data-driven Covid-19 Lockdown Predictions – UK Lockdown to last until June!
We received very positive feedback on our initial analysis of Covid-19 spread in the UK and the...
Finreg-E’s Data-driven Lockdown Prediction – UK Lockdown will Last Until 28th May!
We decided to pause our data analytics on regulatory publications this weekend and looked at...
Case Study: Finreg-E delivers 60% reduction in costs and 100% reduction in risks at a UK Bank
Overview Our client, the Chief Compliance Officer of a mid-tiered UK retail and investment bank...
The power of automating regulatory compliance
In this blog series we explore how driving automation in regulatory compliance can reap...
How can we help you?
We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.