Financial Regulation Made Easy
Introducing FinReg-E Regulatory Change Management
An end to end technology solution for automating the identification, impact
and compliance with global regulatory rule developments
- REGULATORY ALERTS
- AUTOMATED REGULATORY MAPPING & IMPACT ANALYSIS
- REGULATORY COMPLIANCE WORKFLOWS
- REGULATORY ACCOUNTABILITY
FinReg-E
Solutions
Continuous alerts on global regulatory rule changes
FinReg-E
Solutions
Automated mapping of regulatory changes to existing rules and business policies, procedures and risks
FinReg-E
Solutions
Built-in regulatory impact assessment and self assessment workflows
FinReg-E
Solutions
Assign and track roles and responsibilities against regulatory compliance
Benefits
Speed
Real-time identification
of regulatory changes
Consistency
Built-in standardised regulatory rule impact and self-assessment workflows
Accountability
Assign rules, jobs and track actions on rule requirements to business owners across the enterprise
Efficiency
View and manage all your regulatory obligations and compliance documents in one single app
Reporting
Build customisable dashboards using finReg-e metrics for prioritising, auditing and reporting on rule compliance
Visibility
Identify overlaps across multi-jurisdictional rule requirements
Regulatory Coverage
AFRICA
| Israel | ISA |
| UAE | DFSA |
ASIA
| Australia | ASIC |
| China | CSRC |
| Hong Kong | SFC |
| India | SEBI, MCA, FIPB, RBI |
| Indonesia | OJK |
| Japan | JFSA |
| Malaysia | SC |
| Singapore | MAS |
| South Korea | FSC, FSS |
| Taiwan | FSC, SITCA |
| Thailand | SEC |
| Vietnam | SSC |
EUROPE
| Austria | FMA |
| Belgium | FSMA |
| Denmark | DFSA |
| Finland | Fin-FSA |
| France | AMF,ACPR |
| Germany | BaFin |
| Ireland | CBI |
| Italy | Consob |
| Luxembourg | CSSF |
| Netherlands | AFM |
| Norway | Finanstilsynet |
| Poland | PFSA, PFOC |
| Portugal | CMVC, BDP, ASF |
| Romania | ASF |
| Spain | CNMV |
| Sweden | SFSA |
| Switzerland | FINMA |
| UK | FCA, PRA |
NORTH AMERICA
| Bahamas | SCB |
| Canada | OSFI-BSIF, MFDA, CSA, OSC |
| Cayman Islands | CIMA |
| US | SEC, FINRA, CFTC, DODD FRANK, DOJ, DOL, OCC |
SOUTH AMERICA
| Argentina | ASC |
| Brazil | CVM |
| Brazil | CMN |
| Chile | SBIF |
| Mexico | CNBV |
