Financial Regulation Made Easy

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Financial

Regulation

Made Easy

Introducing FinReg-E Regulatory Change Management

An end to end technology solution for automating the identification, impact
and compliance with global regulatory rule developments

FinReg-E
Solutions

Continuous alerts on global regulatory rule changes

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FinReg-E
Solutions

Automated mapping of regulatory changes to existing rules and business policies, procedures and risks

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FinReg-E
Solutions

Built-in regulatory impact assessment and self assessment workflows

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FinReg-E
Solutions

Assign and track roles and responsibilities against regulatory compliance

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Benefits

 

Speed

Real-time identification
of regulatory changes

Consistency

Built-in standardised regulatory rule impact and self-assessment workflows

Accountability

Assign rules, jobs and track actions on rule requirements to business owners across the enterprise

Efficiency

View and manage all your regulatory obligations and compliance documents in one single app

Reporting

Build customisable dashboards using finReg-e metrics for prioritising, auditing and reporting on rule compliance

Visibility

Identify overlaps across multi-jurisdictional rule requirements

Regulatory Coverage

AFRICA
Israel ISA
UAE DFSA
ASIA
Australia ASIC
China CSRC
Hong Kong SFC
India SEBI, MCA, FIPB, RBI
Indonesia OJK
Japan JFSA
Malaysia SC
Singapore MAS
South Korea FSC, FSS
Taiwan FSC, SITCA
Thailand SEC
Vietnam SSC
EUROPE
Austria FMA
Belgium FSMA
Denmark DFSA
Finland Fin-FSA
France AMF,ACPR
Germany BaFin
Ireland CBI
Italy Consob
Luxembourg CSSF
Netherlands AFM
Norway Finanstilsynet
Poland PFSA, PFOC
Portugal CMVC, BDP, ASF
Romania ASF
Spain CNMV
Sweden SFSA
Switzerland FINMA
UK FCA, PRA
NORTH AMERICA
Bahamas SCB
Canada OSFI-BSIF, MFDA, CSA, OSC
Cayman Islands CIMA
US SEC, FINRA, CFTC, DODD FRANK, DOJ, DOL, OCC
SOUTH AMERICA
Argentina ASC
Brazil CVM
Brazil CMN
Chile SBIF
Mexico CNBV