Finreg-E
Automated Regulatory Compliance
Financial Regulation Made Easy©

Revolutionising the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy©

AI driven regulatory compliance and change management to make Financial Regulation Easy©

Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance.

Finreg-E is ISO 27001:2013 certified. Finreg-E is also Stage 1 and Stage 2 FSQS accredited.

Introducing Finreg-E Automated Regulatory Compliance and Change Management

Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.

Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.

Finreg-E client trials have proven Finreg-E:

  • Delivers over 90% accuracy in automatically mapping regulatory requirements to internal business controls
  • Generates applicable regulatory rules libraries over 80% quicker than manual effort
  • Reduces time and costs by over 90%  in identification and compliance with changing regulatory rule requirements versus a manual processes

Finreg-E is delivered by a team with over two decades of deep expertise in working with innovative technology, regulatory policy, change implementation and regulatory remediation across the energy and finance industries.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Benefits from Finreg-E’s automation

Proven to bring over 90% savings in time and costs over several trials, Finreg-E delivers:

Speed
Boost your speed and responsiveness to regulatory change

Analysis
Implement a data driven approach to identifying compliance impacts and accountability

Digital compliance
Work with machine-readable regulatory rulebooks to map and manage compliance requirements

Automation
Drive automation and efficiency in inefficient and repetitive manual compliance tasks

Avoid mistakes
Reduce errors and duplication in regulatory change capture and management

Understand everything
Gain visibility of your entire regulatory compliance and change landscape

Audit Trials
Manage your regulatory rules and compliance actions in one single fully auditable app

Get compliance right
Report more accurate information to internal and external supervisory boards and authorities

The result is increased productivity, improved quality, reduced costs and better outcomes.

Finreg-E Automated Solutions

Finreg-E provides standard and bespoke regulatory compliance solutions for automating common regulatory compliance manual processes. Our solutions are intelligently developed and continually maintained through user feedback to ensure we target compliance problems to deliver the optimal user experience.

Finreg-E’s automated solutions offer:

Machine learning algorithms to track and capture regulatory developments across global regulators in real time

Regulatory content delivered in original and translated languages in real time

Digital and machine readable regulatory rule libraries across common themes and topics

Extraction of regulatory requirements, obligations and compliance actions under rules text using artificial intelligence

Real time mapping of regulatory rules to internal policies, processes, risks, controls and governance

Intuitive compliance workflows to perform impact assessment and self-assessments against regulatory requirements

Regulatory action management to formulate, assign and track compliance responsibilities to accountable executives

Reports and dashboards to provide visibility and comprehensive view of regulatory compliance and change landscape

Get in touch today to find out how we can help streamline your compliance strategy.

Latest Regulatory Alerts

Country Regulator Publish Date Type Title 
SingaporeMAS02-Nov-20Parliamentary RepliesReply to Parliamentary Questions on Flexibility to Refinance Private Properties arising Due to Medical Emergencies for Those Aged over 70 Years
SingaporeMAS02-Nov-20SpeechesSpeech by Deputy Prime Minister, Coordinating Minister for Economic Policies and Minister for Finance, Mr Heng Swee Keat, at the SIRC 2020 Re-Mind on 2 November 2020
United StatesCFTC02-Nov-20Federal Register Sunshine Act AnnouncementsSunshine Act Meetings: November 2, 2020
GermanyBaFin02-Nov-20Format > Unerlaubte GeschäfteAmerom/CAS Markets Ltd. has no authorisation under section 32 of the German Banking Act (Kreditwesengesetz – KWG)
GlobalBIS02-Nov-20BIS Working Papers > No 898What Comes Next?
United KingdomFCA02-Nov-20WarningsTopukpropertybonds.co.uk
United KingdomFCA02-Nov-20Calls for inputCall for Input: review into change and innovation in the unsecured credit market
United KingdomFCA02-Nov-20Calls for inputCall for Input: Review into change and innovation in the unsecured credit market (the Woolard Review)
Hong KongHKMA02-Nov-20Press ReleaseHong Kong Fintech Week 2020
Hong KongHKMA02-Nov-20Press ReleaseExtension of Fixed-rate Mortgage Pilot Scheme for One Year
United KingdomFCA02-Nov-20Calls for inputCall for Input: Review into change and innovation in the unsecured credit market (the Woolard Review)
Hong KongHKMA02-Nov-20Press ReleaseHong Kong Fintech Week 2020
Hong KongHKMA02-Nov-20Press ReleaseExtension of Fixed-rate Mortgage Pilot Scheme for One Year
SingaporeMAS02-Nov-20Guidance - Licensing, Authorisation and Registration, Capital and Financial Resources, Margins, Financial Returns, Notifications, Declarations, Exemptions, Key Appointments, Fit and Proper CriteriaCompliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to MAS (for FIs conducting regulated activities under the SFA other than for fund managers and REIT managers) Licensing, Authorisation and Registration Capital and Financial Resources Margins Financial Returns Notifications Declarations Exemptions Key Appointments Fit and Proper Criteria
European UnionECB02-Nov-20StatisticsEuro area bank interest rate statistics: September 2020
SwitzerlandFINMA02-Nov-20FATF statement, 2020, detectedSourceLanguage: enFinreg-E Translation: FATF has updated its statements, detectedSourceLanguage: en
SingaporeMAS02-Nov-20SpeechesExplanatory Brief for Payment Services (Amendment) Bill
GlobalBIS02-Nov-20Press releaseBIS Innovation Hub and the Hong Kong Monetary Authority announce TechChallenge winners
United KingdomFCA02-Nov-20StatementsFCA to announce further proposals to support consumer credit borrowers impacted by coronavirus
Hong KongHKMA02-Nov-20Press ReleaseUS Dollar Liquidity Facility Tender Notice
GlobalBIS01-Nov-20Central bank speechMichele Bullock: Financial stability in uncertain times
GermanyBaFin01-Nov-20Format > BaFinBaFins Organisation chart
GermanyBaFin01-Nov-20Format > BaFinOrganigramm der BaFin
United KingdomFCA31-Oct-20StatementsFCA to announce further support for mortgage borrowers impacted by coronavirus
European UnionESMA31-Oct-20Consultations > TradingCall for Evidence on the review of transparency requirements for equity and non-equity instruments
European UnionEBA31-Oct-20ConsultationEBA launches consultation to revise its Guidelines on internal governance (EBA/CP/2020/20)
European UnionESMA31-Oct-20Consultations > TradingCall for Evidence on the review of transparency requirements for equity and non-equity instruments
European UnionEBA31-Oct-20ConsultationEBA launches consultation to revise its Guidelines on internal governance (EBA/CP/2020/20)
European UnionEBA31-Oct-20ConsultationEBA and ESMA launch consultation to revise joint guidelines for assessing the suitability of members of the management body and key function holders (EBA/GL/2020/19 - ESMA35-43-2464)
SwitzerlandFC30-Oct-20General Secretariat of the Federal Department of Environment, Transport, Energy and Communications; General Secretariat DETECSwitzerland’s Candidature for a Seat on the UN Security Council 2023/24
SwitzerlandFC30-Oct-20General Secretariat of the Federal Department of Environment, Transport, Energy and Communications; General Secretariat DETECSwitzerland’s Candidature for a Seat on the UN Security Council 2023/24
United KingdomFCA30-Oct-20WarningsLive Forex Times (clone of FCA authorised firm)
GuernseyGFSC30-Oct-20Financial CrimeHandbook on Countering Financial Crime and Terrorist Financing
SwitzerlandFINMA30-Oct-20International sanction, detectedSourceLanguage: enFinreg-E Translation: Updated sanction notification, detectedSourceLanguage: de
United KingdomFCA30-Oct-20WarningsIntegral Fund / Integral Asset Management Ltd (clone of authorised firm)
United KingdomFCA30-Oct-20WarningsCatalysts Partners Africa Limited (clone of FCA authorised firm)
United KingdomFCA30-Oct-20WarningsBroker Unity / Brokerunity/ Kode Tech Solutions LTD
United KingdomFCA30-Oct-20WarningsUK Bonds Trust
United KingdomFCA30-Oct-20WarningsThe Bond Finder
United KingdomFCA30-Oct-20WarningsAussie Trust
United KingdomFCA30-Oct-20WarningsTop Wealth Bonds
United KingdomFCA30-Oct-20Warningsget.betterbondrate.co.uk
United KingdomFCA30-Oct-20WarningsAussie Trust
United KingdomFCA30-Oct-20WarningsTop Wealth Bonds
United KingdomFCA30-Oct-20Warningsget.betterbondrate.co.uk
European UnionESMA30-Oct-20MiFID - Secondary MarketsESMA makes new bond liquidity data available
European UnionESMA30-Oct-20MiFID - Secondary MarketsMiFID II: ESMA publishes data for the systematic internaliser calculations for equity, equity-like instruments, bonds and other non-equity instruments
European UnionECB30-Oct-20Banking Supervision - SpeechElizabeth McCaul: The power of perception: COVID-19 and lessons in governance
GermanyBaFin30-Oct-20Format > VerbraucherschutzBetrug: BaFin wirbt nicht für Zulassung oder Legitimation zum Börsenhandel
United KingdomFCA30-Oct-20WarningsRBC Capital Markets / RBC Investor & Treasury Services / RBC Financial Group (clone of authorised firm)

Finreg-E Regulatory Coverage

Finreg-E provides coverage of regulatory content across all major regulators and jurisdictions. Content can be delivered in original or translated languages of our client’s choice. Our proven agile technology means we are able to switch on coverage of regulatory content from any chosen content source that our clients want to track.

Finreg-E Regulatory Coverage
RegionRegulators
ArgentinaASC
AustraliaAPRA, ASIC
AustriaFMA
BahamasSCB
BelgiumFSMA
BrazilCVM, CMN
Canada
OFSI
Cayman IslandsCIMA
ChileSBIF
ChinaCBRC, CBIRC, PBOC
DenmarkDFSA
European UnionEBA, ECB, EIOPA, ESMA
FinlandFIN-FSA
FranceACPR, AMF
GermanyBAFIN
GlobalBIS, FSB, FATF, IADI, IOSCO, IASB
Hong KongHKMA, SFC
IndiaSEBI, MCA
IndonesiaOJK
IrelandCBI
ItalyCONSOB
JapanJFSA
KoreaFSC, FSS
LuxembourgCSSF
MalaysiaBNM, SC
Mexico
CNBV
NetherlandsAFM
NorwayFINANSTILSYNET
PolandPFSA, PFOC
PortugalCMNV, BDP
RomaniaASF
SingaporeMAS, PDPC
SpainCNMV
SwedenSFSA
SwitzerlandFINMA
TaiwanFSC, SITCA
ThailandSEC
UKBOE, FCA, PRA, ICO
USCFTC, DOJ, DOL, FED, FINRA, OCC, SEC
VietnamSEC

Finreg-E Weekly Regulatory News Alerts

Stay up-to-date with the latest regulatory changes. Sign up to Finreg-E’s weekly regulatory alerts news.

Finreg-E: Latest Blogs

How can we help you?

We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of automation to solve their compliance problems.

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